0001571036-14-000002.txt : 20140714 0001571036-14-000002.hdr.sgml : 20140714 20140714130757 ACCESSION NUMBER: 0001571036-14-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140714 DATE AS OF CHANGE: 20140714 EFFECTIVENESS DATE: 20140714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOYAL3 Holdings, Inc. CENTRAL INDEX KEY: 0001571036 IRS NUMBER: 320394409 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-220936 FILM NUMBER: 14973241 BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET STREET 2: FOURTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-981-0700 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET STREET 2: FOURTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D 1 primary_doc.xml X0707 D LIVE 0001571036 LOYAL3 Holdings, Inc. 150 CALIFORNIA STREET FOURTH FLOOR SAN FRANCISCO CA CALIFORNIA 94111 415-981-0700 DELAWARE None None Corporation true 2012 Barry L Schneider 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Chairman of the Board, Chief Executive Officer, and President Stephen B Klein 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Director and Chief Creative Officer Chris Brahm 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director James Hale 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Chris Kelly 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Marc Metcalf 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Maggie Wilderotter 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Michael Pucker 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director William L Blais 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Executive Vice President Jack Thrift 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Interim Chief Financial Officer Jeffrey Modisett 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Chief Legal Officer Matthew Ho 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Chief Technology Officer Other Technology Decline to Disclose 06b false 2014-06-27 false true true true true Series D Preferred Stock, Common Stock issuable upon conversion of Series D Preferred Stock, Warrants, and Common Stock issuable upon exercise of Warrants. false 0 47344374 30223650 17120724 $44,583.33 of the total amount sold is comprised of the conversion of principal and accrued interest relating to convertible promissory notes. false 6 0 0 0 false LOYAL3 Holdings, Inc. /s/ Blake Schneider Blake Schneider Vice President, Operations 2014-07-11