0001571036-13-000003.txt : 20131030 0001571036-13-000003.hdr.sgml : 20131030 20131030131324 ACCESSION NUMBER: 0001571036-13-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 EFFECTIVENESS DATE: 20131030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOYAL3 Holdings, Inc. CENTRAL INDEX KEY: 0001571036 IRS NUMBER: 320394409 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-205489 FILM NUMBER: 131178604 BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET STREET 2: FOURTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-981-0700 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET STREET 2: FOURTH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D 1 primary_doc.xml X0707 D LIVE 0001571036 LOYAL3 Holdings, Inc. 150 CALIFORNIA STREET FOURTH FLOOR SAN FRANCISCO CA CALIFORNIA 94111 415-981-0700 DELAWARE None None Corporation true 2012 Barry L Schneider 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Chairman of the Board, Chief Executive Officer and President Stephen B Klein 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Director Director and Chief Creative Officer Chris Brahm 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director James Hale 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Chris Kelly 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Marc Metcalf 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director Maggie Wilderotter 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Director William L Blais 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Executive Vice President Peter V Coleman 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Chief Financial Officer Jeffrey Modisett 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Chief Legal Officer Matthew Ho 150 California Street Fourth Floor San Francisco CA CALIFORNIA 94111 Executive Officer Chief Technology Officer Other Technology Decline to Disclose 06b false 2013-10-17 false true true true true Secured term loan & shares of the Issuer's equity securities issuable upon conversion thereof, shares of the Issuer's common stock issuable upon conversion of such equity securities & shares of the Issuer's common stock issuable upon exercise of a warrant false 0 2546114 2500000 46114 Total remaining to be sold consists of the exercise price of a warrant to purchase common stock and accrued interest on a secured term loan convertible into equity securities. false 1 0 0 0 false LOYAL3 Holdings, Inc. /s/ Peter V. Coleman Peter V. Coleman Chief Financial Officer 2013-10-30