0001570827-17-000001.txt : 20170310 0001570827-17-000001.hdr.sgml : 20170310 20170310162912 ACCESSION NUMBER: 0001570827-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 EFFECTIVENESS DATE: 20170310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Victory Capital Holdings, Inc. CENTRAL INDEX KEY: 0001570827 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-192805 FILM NUMBER: 17682500 BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 212-906-0746 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 D/A 1 primary_doc.xml X0707 D/A LIVE 0001570827 Victory Capital Holdings, Inc. 4900 Tiedeman Brooklyn OH OHIO 44144 216-898-2400 DELAWARE None None Corporation true 2013 DAVID C. BROWN 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Executive Officer Director CHAIRMAN AND CHIEF EXECUTIVE OFFICER KELLY CLIFF 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Executive Officer Director PRESIDENT MICHAEL D. POLICARPO 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Executive Officer CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND TREASURER NINA GUPTA One Bush Street Suite 900 San Francisco CA CALIFORNIA 94104 Executive Officer CHIEF LEGAL OFFICER RICHARD DEMARTINI 667 MADISON AVENUE, 10TH FLOOR NEW YORK NY NEW YORK 10065 Director ALEX BINDEROW 667 MADISON AVENUE, 10TH FLOOR NEW YORK NY NEW YORK 10065 Director JAMES HAWKES 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Director ALAN RAPPAPORT 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Director MILTON BERLINSKI 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Director ROBERT HURST 667 MADISON AVENUE, 10TH FLOOR BROOKLYN NY NEW YORK 10065 Director KARIN HIRTLER-GARVEY 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Director GUY MINETTI 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Director LAWRENCE DAVANZO 4900 TIEDEMAN ROAD BROOKLYN OH OHIO 44144 Director Other Decline to Disclose 06b true 0001570827-16-000004 2013-02-19 true true true true true Interests in incentive compensation plans and arrangements. false The offering is pursuant to employee compensation arrangements of the Issuer including one originally begun in connection with a transaction in which all the outstanding capital stock of Victory Capital Management Inc. was acquired by the Issuer. 0 Indefinite 126055023 Indefinite Total amount sold includes options granted times the exercise price. false 158 0 0 0 false Victory Capital Holdings, Inc. MICHAEL POLICARPO MICHAEL POLICARPO CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & TREASURER 2017-03-10