0001181431-15-000998.txt : 20150116 0001181431-15-000998.hdr.sgml : 20150116 20150116122441 ACCESSION NUMBER: 0001181431-15-000998 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150116 DATE AS OF CHANGE: 20150116 EFFECTIVENESS DATE: 20150116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Principal Fund VI (Parallel), L.P. CENTRAL INDEX KEY: 0001570599 IRS NUMBER: 981085687 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-194127 FILM NUMBER: 15531818 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-830-6300 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MANAGEMENT, L.P. STREET 2: 333 S. GRAND AVENUE, 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 D/A 1 primary_doc.xml X0707 D/A LIVE 0001570599 Oaktree Principal Fund VI (Parallel), L.P. 333 South Grand Avenue, 28th Floor Los Angeles CA CALIFORNIA 90071 213-830-6300 CAYMAN ISLANDS None None Limited Partnership true 2012 Howard S. Marks 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer Bruce A. Karsh 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer Sheldon Stone 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer Lawrence Keele 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer Stephen A. Kaplan 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer David M. Kirchheimer 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer John B. Frank 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer Jay Wintrob 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Executive Officer of the director of the general partner of the general partner of the issuer None Oaktree Principal Fund VI GP, L.P. 333 South Grand Avenue 28th Floor Los Angeles CA CALIFORNIA 90071 Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001181431-14-014241 true true true true false 0 Indefinite 0 Indefinite false 0 0 true 0 true OCM Investments, LLC, CRD # 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions. 0 true false Oaktree Principal Fund VI (Parallel), L.P. /s/ Jamie Toothman Jamie Toothman Authorized Signatory of the Director of the GP of the GP 2015-01-15