0001570158-14-000003.txt : 20141103 0001570158-14-000003.hdr.sgml : 20141103 20141103165208 ACCESSION NUMBER: 0001570158-14-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 EFFECTIVENESS DATE: 20141103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DriveWealth Holdings, LLC CENTRAL INDEX KEY: 0001570158 IRS NUMBER: 460721351 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-192290 FILM NUMBER: 141190068 BUSINESS ADDRESS: STREET 1: 97 MAIN STREET STREET 2: SECOND FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 800-461-2680 MAIL ADDRESS: STREET 1: 97 MAIN STREET STREET 2: SECOND FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: MySolomeo Holdings LLC DATE OF NAME CHANGE: 20130220 D/A 1 primary_doc.xml X0707 D/A LIVE 0001570158 DriveWealth Holdings, LLC 97 Main Street Second Floor Chatham NJ NEW JERSEY 07928 800-461-2680 NEW JERSEY MySolomeo Holdings LLC Limited Liability Company true 2012 Robert S Cortright 97 Main Street Second Floor Chatham NJ NEW JERSEY 07928 Executive Officer Director Michael J Dugan 97 Main Street Second Floor Chatham NJ NEW JERSEY 07928 Executive Officer Director Investing $1 - $1,000,000 06b true 0001570158-14-000001 2013-02-12 false true true true false 25000 Scura Paley Securities LLC 118219 Scura Paley Securities LLC 118219 489 Fifth Avenue 15th Floor New York NY NEW YORK 10017 CT CONNECTICUT DE DELAWARE MD MARYLAND NJ NEW JERSEY NY NEW YORK false Indefinite 5083750 Indefinite false 31 180250 0 Commission is comprised of (i) 7.0% fee on invested capital creditable against fixed monthly retainer and (ii) warrants to purchase equity securities in an amount and for a price to be determined in the future. 600000 true false DriveWealth Holdings, LLC Stephen B. Kaplitt Stephen B. Kaplitt Attorney 2014-11-03