0001569804-14-000001.txt : 20140218 0001569804-14-000001.hdr.sgml : 20140217 20140218135724 ACCESSION NUMBER: 0001569804-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 EFFECTIVENESS DATE: 20140218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adaptive Alpha Fund, LLC CENTRAL INDEX KEY: 0001569804 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-191964 FILM NUMBER: 14621615 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-253-0835 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001569804 Adaptive Alpha Fund, LLC Adaptive Alpha Fund MM, LLC 800 Third Avenue, 10th Floor New York NY NEW YORK 10022 646-253-0835 DELAWARE None None Limited Liability Company true 2012 n/a Continuum Investment Management, L.P. 800 Third Avenue, 10th Floor New York NY NEW YORK 10022 Promoter Investment Manager n/a Adaptive Alpha Fund MM, LLC 800 Third Avenue, 10th Floor New York NY NEW YORK 10022 Executive Officer Managing Member Kevin P. Scherer Continuum Investment Management, L.P. 800 Third Avenue, 10th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001569804-13-000001 2013-02-01 true true false 0 Indefinite 4980000 Indefinite false 5 0 0 0 false Adaptive Alpha Fund, LLC Kevin P. Scherer Kevin P. Scherer Managing Partner & Chief Investment Officer 2014-02-18