0001569066-13-000003.txt : 20131108 0001569066-13-000003.hdr.sgml : 20131108 20131108122041 ACCESSION NUMBER: 0001569066-13-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gavea Participation Fund LLC CENTRAL INDEX KEY: 0001569066 IRS NUMBER: 461976384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206040 FILM NUMBER: 131203449 BUSINESS ADDRESS: STREET 1: C/O MERRILL LYNCH ALTERNATIVE INVESTMENT STREET 2: 4 WORLD FINANCIAL CTR,250 VESEY ST,11 FL CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 212-449-7394 MAIL ADDRESS: STREET 1: C/O MERRILL LYNCH ALTERNATIVE INVESTMENT STREET 2: 4 WORLD FINANCIAL CTR,250 VESEY ST,11 FL CITY: NEW YORK STATE: NY ZIP: 10080 D 1 primary_doc.xml X0707 D LIVE 0001569066 Gavea Participation Fund LLC MLAI, 4 World Financial Center 250 Vesey Street, 11th Floor New York NY NEW YORK 10080 212-449-3382 DELAWARE None None Limited Liability Company true 2013 n/a Merill Lynch Alternative Investments LLC ("MLAI") 4 World Financial Center 250 Vesey Street, 11th Floor New York NY NEW YORK 10080 Promoter Manager Steven Lawrence Suss MLAI, 4 World Financial Center 250 Vesey Street, 11th Floor New York NY NEW YORK 10080 Executive Officer Director Keith D. Glenfield MLAI, 4 World Financial Center 250 Vesey Street, 11th Floor New York NY NEW YORK 10080 Executive Officer Director Colleen Rose Rusch MLAI, 4 World Financial Center 250 Vesey Street, 11th Floor New York NY NEW YORK 10080 Executive Officer Director James Louis Costabile MLAI, 4 World Financial Center 250 Vesey Street, 11th Floor New York NY NEW YORK 10080 Executive Officer Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2013-11-01 true true false 100000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 7691 None None One Bryant Park New York NY NEW YORK 10036 All States false Indefinite 500000 Indefinite false 1 12500 0 Estimated maximum aggregate sales commission to be paid to selling agents. The sales commission to be deducted from the investor's subscription amount varies from 0% to 2.5% based on the investor's cumulative investment in the HedgeAccess program. 0 false Gavea Participation Fund LLC Keith Glenfield Keith Glenfield President and Chief Executive Officer of the Manager 2013-11-08