0001568832-15-000009.txt : 20150330 0001568832-15-000009.hdr.sgml : 20150330 20150330162057 ACCESSION NUMBER: 0001568832-15-000009 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150330 DATE AS OF CHANGE: 20150330 EFFECTIVENESS DATE: 20150330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RCS Capital Corp CENTRAL INDEX KEY: 0001568832 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 383894716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-236936 FILM NUMBER: 15734738 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.415.6500 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001568832 RCS Capital Corp 405 PARK AVENUE NEW YORK NY NEW YORK 10022 866-904-2988 DELAWARE None None Corporation true 2012 Edward M. Weil, Jr. 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Director Chief Executive Officer and Director Brian D. Jones 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Chief Financial Officer and Assistant Secretary Brian L. Nygaard 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Chief Operating Officer John H. Grady 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Chief Strategy and Risk Officer Mark Auerbach 405 Park Avenue New York NY NEW YORK 10022 Director Non-Executive Chairman; Independent Director Peter M. Budko 405 Park Avenue New York NY NEW YORK 10022 Director Jeffrey J. Brown 405 Park Avenue New York NY NEW YORK 10022 Director Independent Director C. Thomas McMillen 405 Park Avenue New York NY NEW YORK 10022 Director Independent Director Howell D. Wood 405 Park Avenue New York NY NEW YORK 10022 Director Independent Director Other Banking and Financial Services Decline to Disclose 06b false 2015-03-18 false true true Class A Common Stock true Common stock issued as stock consideration in acquisition of oustanding stock of Girard Securities, Inc. 0 N/A None None None N/A N/A N/A XX Unknown None All States false 6346510 6346510 0 Aggregate stock consideration equivalent for 549,529 newly issued shares of Class A Common Stock at VWAP $11.549/share. false 4 0 0 0 false RCS Capital Corp /s/Edward M. Weil, Jr. Edward M. Weil, Jr. Chief Executive Officer & Director 2015-03-30