0001568832-14-000012.txt : 20140730 0001568832-14-000012.hdr.sgml : 20140730 20140730171226 ACCESSION NUMBER: 0001568832-14-000012 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 EFFECTIVENESS DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RCS Capital Corp CENTRAL INDEX KEY: 0001568832 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 383894716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-222043 FILM NUMBER: 141003610 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.415.6500 MAIL ADDRESS: STREET 1: 405 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001568832 RCS Capital Corp 405 PARK AVENUE NEW YORK NY NEW YORK 10022 (866) 904-2988 DELAWARE None None Corporation true 2012 Nicholas S. Schorsch RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Director William M. Kahane RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Director Edward Michael Weil, Jr. RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Director Peter M. Budko RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Director Brian D. Jones RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Mark Auerbach RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Director Jeffrey J. Brown RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Director C. Thomas McMillen RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Director Howell D. Wood RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Director Brian Nygaard RCS Capital Corp 405 Park Avenue New York NY NEW YORK 10022 Executive Officer Other Banking and Financial Services Decline to Disclose 06b false 2014-07-17 false true true Class A Common Stock true Common stock issued as stock consideration in exchange for acquisition of substantially all of outstanding assets and liabilities of another entity. 0 N/A None None None N/A N/A XX Unknown None All States false 1450000 1450000 0 Includes issuance of $725,000 worth of shares of Class A Common Stock in two tranches: at closing and one year from closing date, with no material changes in the offering. false 1 0 0 0 false RCS Capital Corp /s/William M. Kahane William M. Kahane Chief Executive Officer 2014-07-30