0001095449-17-000032.txt : 20170313 0001095449-17-000032.hdr.sgml : 20170313 20170313145012 ACCESSION NUMBER: 0001095449-17-000032 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 EFFECTIVENESS DATE: 20170313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fundamental OS Ltd. CENTRAL INDEX KEY: 0001567030 IRS NUMBER: 981080194 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-190566 FILM NUMBER: 17684940 BUSINESS ADDRESS: STREET 1: 140 SOUTH LAKE AVENUE STREET 2: SUITE 302 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: (626) 405-4012 MAIL ADDRESS: STREET 1: 140 SOUTH LAKE AVENUE STREET 2: SUITE 302 CITY: PASADENA STATE: CA ZIP: 91101 D/A 1 primary_doc.xml X0707 D/A LIVE 0001567030 Fundamental OS Ltd. 140 SOUTH LAKE AVENUE SUITE 302 PASADENA CA CALIFORNIA 91101 (626) 405-4012 CAYMAN ISLANDS None None Other Exempted Company true 2012 John Woodrow Krieger 140 South Lake Avenue Suite 302 Pasadena CA CALIFORNIA 91101 Director William Bermingham 140 South Lake Avenue Suite 302 Pasadena CA CALIFORNIA 91101 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001095449-16-000217 2013-01-14 true true false 500000 Al Slayton 426278 Newport Coast Securities, Inc. 16944 18872 MACARTHUR BLVD. SUITE 100 IRVINE CA CALIFORNIA 92612 HI HAWAII UT UTAH NY NEW YORK VA VIRGINIA CT CONNECTICUT NV NEVADA TX TEXAS AZ ARIZONA CA CALIFORNIA FL FLORIDA false Doug DeGroote None None None NA NA XX Unknown NA AR ARKANSAS HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA AZ ARIZONA CA CALIFORNIA MO MISSOURI OR OREGON MS MISSISSIPPI OK OKLAHOMA WA WASHINGTON VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO TX TEXAS FL FLORIDA NC NORTH CAROLINA false Robert Lingle 1361471 Hedgeharbor Inc. 44324 4695 MACARTHUR COURT, 11TH FLOOR NEWPORT BEACH CA CALIFORNIA 92660 All States false Mark Rawlings 1762750 Girard Securities, Inc. 18697 9560 WAPLES ST., STE. B SAN DIEGO CA CALIFORNIA 92121 OK OKLAHOMA WA WASHINGTON NY NEW YORK MI MICHIGAN TX TEXAS CA CALIFORNIA FL FLORIDA false Mitch Little, II 1701341 Coronado Investments, LLC 111992 18029 Calle Ambiente Suite 519 Rancho Santa Fe CA CALIFORNIA 92067 IL ILLINOIS NY NEW YORK TX TEXAS CA CALIFORNIA OR OREGON false Indefinite 4291228 Indefinite The amount reported and number of investors include the total amounts sold to and the total number of all U.S. and foreign investors. The current assets under management and current number of investors may be significantly different. false 4 0 0 0 false Fundamental OS Ltd. John W. Krieger John W. Krieger Managing Director 2017-03-09