0001566773-15-000002.txt : 20150602 0001566773-15-000002.hdr.sgml : 20150602 20150601184150 ACCESSION NUMBER: 0001566773-15-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150602 DATE AS OF CHANGE: 20150601 EFFECTIVENESS DATE: 20150602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poliwogg Holdings, Inc. CENTRAL INDEX KEY: 0001566773 IRS NUMBER: 461209516 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-190487 FILM NUMBER: 15904859 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 920 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-370-0535 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 920 CITY: NEW YORK STATE: NY ZIP: 10170 D/A 1 primary_doc.xml X0707 D/A LIVE 0001566773 Poliwogg Holdings, Inc. 420 LEXINGTON AVENUE SUITE 920 NEW YORK NY NEW YORK 10170 212-370-0535 DELAWARE None None Corporation true 2012 Jeffrey L. Feldman 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Executive Officer Director Vice Chairman and Chief Strategist Gregory C. Simon 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Executive Officer Director Chief Executive Officer Samuel P. Wertheimer 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Executive Officer Chief Investment Officer David W. Jaffin 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Executive Officer Chief Financial Officer Tommy G. Thompson 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Director Ernest Ludy 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Director Dennis J. Purcell 420 Lexington Avenue Suite 920 New York NY NEW YORK 10170 Director Investment Banking Decline to Disclose 06b true 0001566773-13-000007 2013-01-03 true true true Common Stock and Series A Convertible Preferred Stock false 0 Indefinite 5184880 Indefinite 967,466 shares of Common Stock were issued in exchange for certain services and the contribution of assets; 305,000 shares of Series A Convertible Preferrerd Stock were sold for $3,050,000, 53,372 shares of Common Stock were sold for $2,134,880 false 53 0 0 0 Proceeds of offering to be used for working capital and other general corporate purposes. false Poliwogg Holdings, Inc. David W. Jaffin David W. Jaffin CFO, Treasurer & Secretary 2015-06-01