0001013594-14-000515.txt : 20140715 0001013594-14-000515.hdr.sgml : 20140715 20140715154254 ACCESSION NUMBER: 0001013594-14-000515 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140715 DATE AS OF CHANGE: 20140715 EFFECTIVENESS DATE: 20140715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castlerigg Active Investment Fund, L.P. CENTRAL INDEX KEY: 0001565788 IRS NUMBER: 800877105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-221106 FILM NUMBER: 14975855 BUSINESS ADDRESS: STREET 1: 540 MADISON AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-603-5700 MAIL ADDRESS: STREET 1: 540 MADISON AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Castlerigg Global Equity Special Event Fund, L.P DATE OF NAME CHANGE: 20130102 D 1 primary_doc.xml X0707 D LIVE 0001565788 Castlerigg Active Investment Fund, L.P. 540 MADISON AVENUE, 36TH FLOOR NEW YORK NY NEW YORK 10022 212-603-5700 DELAWARE Castlerigg Global Equity Special Event Fund, L.P Limited Partnership true 2012 Thomas Eric Sandell 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Promoter Founder and principal of the Issuer's General Partner, Sandell Advisors, L.L.C., and of the Issuer's Investment Manager, Sandell Asset Management Corp. Adam L Hoffman 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Compliance Officer & General Counsel of the Issuer's Investment Manager, Sandell Asset Management Corp. Shreyas D Gupta 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Senior Managing Director of the Issuer's Investment Manager, Sandell Asset Management Corp. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 50000 Anton Katz 1221289 Saxony Securities, Inc 115547 55 E 59th Street, 20th Floor New York NY NEW YORK 10022 IL ILLINOIS NJ NEW JERSEY NY NEW YORK CT CONNECTICUT CA CALIFORNIA FL FLORIDA MD MARYLAND MA MASSACHUSETTS false Indefinite 0 Indefinite false 0 50000 true 0 Sales commission is equal to 20% of the management fee received by the Investment Manager. 0 The Investment Manager receives an annual management fee of up to 2.0% of the Issuer's net asset value. false Castlerigg Active Investment Fund, L.P. /s/ Adam Hoffman Adam Hoffman General Counsel of Investment Manager 2014-07-15