0001013594-14-000516.txt : 20140715 0001013594-14-000516.hdr.sgml : 20140715 20140715154800 ACCESSION NUMBER: 0001013594-14-000516 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140715 DATE AS OF CHANGE: 20140715 EFFECTIVENESS DATE: 20140715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castlerigg Active Investment Fund, Ltd. CENTRAL INDEX KEY: 0001565785 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-221109 FILM NUMBER: 14975877 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES (BVI) LTD. STREET 2: KINGSTON CHAMBERS, PO BOX 173 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 212-603-5700 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES (BVI) LTD. STREET 2: KINGSTON CHAMBERS, PO BOX 173 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 FORMER COMPANY: FORMER CONFORMED NAME: Castlerigg Global Equity Special Event Fund, Ltd. DATE OF NAME CHANGE: 20130102 D 1 primary_doc.xml X0707 D LIVE 0001565785 Castlerigg Active Investment Fund, Ltd. C/O MAPLES CORPORATE SERVICES (BVI) LTD. KINGSTON CHAMBERS, PO BOX 173 ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH VG1110 212-603-5700 VIRGIN ISLANDS, BRITISH Castlerigg Global Equity Special Event Fund, Ltd. Corporation true 2012 Thomas Eric Sandell 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Director Promoter Chief Executive Officer of Investment Manager, Sandell Asset Management Corp., and a director of the Issuer through Sandell Director Services, LLC. Adam L Hoffman 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Compliance Officer & General Counsel of Investment Manager, Sandell Asset Management Corp. Shreyas D Gupta 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Director Senior Managing Director of Investment Manager, Sandell Asset Management Corp. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 100000 Anton Katz 1221289 Saxony Securities, Inc 115547 55 E 59th Street, 20th Floor New York NY NEW YORK 10022 IL ILLINOIS NJ NEW JERSEY NY NEW YORK CT CONNECTICUT CA CALIFORNIA FL FLORIDA MD MARYLAND MA MASSACHUSETTS false Indefinite 0 Indefinite false 0 50000 true 0 Sales commission is equal to 20% of the management fee received by the Investment Manager. 0 The Investment Manager receives an annual management fee of up to 2.0% of the Issuer's net asset value. false Castlerigg Active Investment Fund, Ltd. /s/ Adam Hoffman Adam Hoffman General Counsel of Investment Manager 2014-07-15