0001565437-15-000002.txt : 20151120 0001565437-15-000002.hdr.sgml : 20151120 20151120092734 ACCESSION NUMBER: 0001565437-15-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20151120 DATE AS OF CHANGE: 20151120 EFFECTIVENESS DATE: 20151120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. CENTRAL INDEX KEY: 0001565437 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-204685 FILM NUMBER: 151245137 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-720-6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 D/A 1 primary_doc.xml X0707 D/A LIVE 0001565437 PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 949-720-6000 CAYMAN ISLANDS None None Other CAYMAN ISLANDS EXEMPTED COMPANY WITH LIMITED LIABILITY true 2012 N/A PACIFIC INVESTMENT MANAGEMENT COMPANY LLC 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Promoter INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER") JULIE O'HARA CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD. GRAND PAVILION COMMERCIAL CENTRE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1204 Director DIRECTOR OF THE ISSUER MICHELLE WILSON-CLARKE CARNE GLOBAL FIN. SERVICES (CAYMAN) LTD. GRAND PAVILION COMMERCIAL CENTRE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1204 Director DIRECTOR OF THE ISSUER JENNIFER S. BRIDWELL C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SABRINA C. CALLIN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOACHIM FELS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CHRIS P. DIALYNAS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. FLATTUM C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CRAIG A. DAWSON C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT R. HARRIS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS M. HODGE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER BRENT L. HOLDEN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DANIEL J. IVASCYN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER LEW W. JACOBS IV C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ALFRED T. MURATA C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARK R. KIESEL C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID C. LOWN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SCOTT A. MATHER C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CURTIS A. MEWBOURNE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RICHARD H. CLARIDA C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DOUGLAS J. ONGARO C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THOMAS J. OTTERBEIN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOHN WILLIAM MURRAY C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER STEPHEN A. RODOSKY C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN D. SHORT C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER THIBAULT G. STRACKE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUSAN L. WILSON C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MIHIR P. WORAH C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER DAVID N. FISHER III C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RAVINDER KUMAR MATTU C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JAMES F. MOORE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JONATHAN LANE HORNE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER WILLIAM G. DE LEON C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JENNIFER S. DURHAM C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MICHAEL A. GOMEZ C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER CANDICE STACK WHITTEN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER EDWARD DEVLIN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER PETER G. STRELOW C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER QI . WANG C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHSEN FAHMI C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ANDREW TAYLOR VADEN C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER VINEER BHANSALI C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JEROME M. SCHNEIDER C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ERIC MICHAEL SUTHERLAND C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER JOSHUA THEODORE THIMONS C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER ROBERT O. YOUNG C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER KIMBERLEY GRACE KORINKE C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER SUDESH N. MARIAPPA C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER RICHARD R. LEBRUN JR. C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MOHIT MITTAL C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER MARC PETER SEIDNER C/O PACIFIC INVESTMENT MANAGEMENT CO. 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 Executive Officer EXECUTIVE OFFICER OF THE INVESTMENT MANAGER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001624615-14-000021 2013-10-01 true true false 100000 PIMCO INVESTMENTS LLC 154957 None None 1633 BROADWAY, 45TH FLOOR NEW YORK NY NEW YORK 10019 All States false Indefinite 3777900 Indefinite false 3 0 0 OFFERS AND SALES OF PARTICIPATING SHARES IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. MICHAEL CONNOR MICHAEL CONNOR EXECUTIVE VICE PRESIDENT 2015-11-20