0001411690-19-000008.txt : 20190906 0001411690-19-000008.hdr.sgml : 20190906 20190906150241 ACCESSION NUMBER: 0001411690-19-000008 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 EFFECTIVENESS DATE: 20190906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOPHIRIS BIO INC. CENTRAL INDEX KEY: 0001563855 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-348192 FILM NUMBER: 191079451 BUSINESS ADDRESS: STREET 1: 1258 PROSPECT STREET CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 858-777-1760 MAIL ADDRESS: STREET 1: 1258 PROSPECT STREET CITY: LA JOLLA STATE: CA ZIP: 92037 D 1 primary_doc.xml X0708 D LIVE 0001563855 SOPHIRIS BIO INC. 1258 PROSPECT STREET LA JOLLA CA CALIFORNIA 92037 858-777-1760 BRITISH COLUMBIA, CANADA None None Corporation true Randall E. Woods 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Executive Officer Director Peter T. Slover 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Executive Officer Allison E. Hulme 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Executive Officer Director Lars E. Ekman c/o Sophiris Bio Inc. 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Director Gerald T Proehl c/o Sophiris Bio Inc. 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Director John E Geltosky c/o Sophiris Bio Inc. 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Director Jim E. Heppell c/o Sophiris Bio Inc. 1258 Prospect Street La Jolla CA CALIFORNIA 92037 Director Biotechnology Decline to Disclose 06b false 2019-08-29 false true true false 0 H.C. Wainwright & Co., LLC 375 None None 430 Park Avenue New York NY NEW YORK 10022 NY NEW YORK false 5066667 5066667 0 Represents amounts receivable upon exercise of warrants; such warrants have not yet been exercised. false 1 240000 0 0 false SOPHIRIS BIO INC. /s/ Peter T. Slover Peter T. Slover Chief Financial Officer 2019-09-06