0001615774-14-000031.txt : 20140813
0001615774-14-000031.hdr.sgml : 20140813
20140813170724
ACCESSION NUMBER: 0001615774-14-000031
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enumeral Biomedical Holdings, Inc.
CENTRAL INDEX KEY: 0001561551
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 990376434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-222874
FILM NUMBER: 141038372
BUSINESS ADDRESS:
STREET 1: ONE KENDALL SQUARE,
STREET 2: BUILDING 400, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: (617) 674-1865
MAIL ADDRESS:
STREET 1: ONE KENDALL SQUARE,
STREET 2: BUILDING 400, 4TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: CERULEAN GROUP, INC.
DATE OF NAME CHANGE: 20121102
D
1
primary_doc.xml
X0707
D
LIVE
0001561551
Enumeral Biomedical Holdings, Inc.
ONE KENDALL SQUARE
BUILDING 400, 4TH FLOOR
CAMBRIDGE
MA
MASSACHUSETTS
02139
(617) 674-1865
DELAWARE
Cerulean Group, Inc.
CERULEAN GROUP, INC.
Corporation
true
2012
Arthur
H.
Tinkelenberg
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Executive Officer
Director
Chief Executive Officer, President and Director
John
J.
Rydzewski
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Executive Officer
Director
Executive Chairman
Derek
Brand
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Executive Officer
Vice President of Business Development and Secretary
Anhco
Nguyen
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Executive Officer
Vice President of Research and Development
Kevin
Sarney
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Executive Officer
Vice President of Finance, Chief Accounting Officer and Treasurer
Daniel
B.
Wolfe
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Director
Allan
Rothstein
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Director
Barry
Buckland
One Kendall Square
Building 400, 4th Floor
Cambridge
MA
MASSACHUSETTS
02139
Director
Pharmaceuticals
Decline to Disclose
- 06b
false
2014-07-31
false
true
true
true
Units consisting of common stock and warrants to purchase common stock
true
The Issuer entered into a definitive merger agreement with Enumeral Biomedical Corp. and Enumeral Acquisition Corp., dated as of July 31, 2014.
100000
EDI Financial, Inc.
15699
None
None
1431 GREENWAY DRIVE
SUITE 330
IRVING
TX
TEXAS
75038
All States
false
Katalyst Securities LLC
112494
None
None
15 MAIDEN LANE, ROOM 601
NEW YORK
NY
NEW YORK
10038
AZ
ARIZONA
CA
CALIFORNIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
MA
MASSACHUSETTS
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
PA
PENNSYLVANIA
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
false
21549510
21549510
0
false
253
2154951
0
Cash commission of an aggregate of 10% of the gross proceeds raised from investors in the PPO was paid to two placement agents. The placement agents also received five-year warrants to purchase an aggregate of 10% of the number of shares sold in the PPO.
2600000
true
Certain proceeds will be used by the Company for general working capital, including compensation expected to be paid to certain executive officers and/or directors who are listed as Related Persons herein over a 24 month period.
false
Enumeral Biomedical Holdings, Inc.
/s/ Arthur Tinkelenberg
Arthur Tinkelenberg
Chief Executive Officer
2014-08-12