0001566114-14-000006.txt : 20140110 0001566114-14-000006.hdr.sgml : 20140110 20140110155550 ACCESSION NUMBER: 0001566114-14-000006 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140110 DATE AS OF CHANGE: 20140110 EFFECTIVENESS DATE: 20140110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS GoldenTree Partners LLC CENTRAL INDEX KEY: 0001560555 IRS NUMBER: 454745678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-185814 FILM NUMBER: 14521869 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-300-9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001560555 CAIS GoldenTree Partners LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212-300-9350 DELAWARE None None Limited Liability Company true 2012 n/a Capital Integration Systems LLC 598 Madison Avenue 11th Floor New York NY NEW YORK 10022 Promoter Sponsor Matthew C Brown Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Rafay H Farooqui Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Jeremy C Norton Capital Integration Systems LLC 598 Madison Avenue, 11th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06c 3C 3C.7 true 0001560555-12-000001 2012-10-01 true true false 100000 DeWaay Financial Network, LLC 30767 None None 13001 University Avenue Clive IA IOWA 50328 All States false Hightower Securities, LLC 116681 None None 525 W. Monroe Street Suite 2300 Chicago IL ILLINOIS 60661 All States false Jefferies & Company, Inc. 2347 None None 520 Madison Avenue 16th Floor New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Boulevard Suite 900 Houston TX TEXAS 77056 All States false Indefinite 4925000 Indefinite false 13 0 0 0 false CAIS GoldenTree Partners LLC /s/Leonardo Caruso Leonardo Caruso General Counsel and CCO 2014-01-10