0001559700-14-000001.txt : 20140312 0001559700-14-000001.hdr.sgml : 20140312 20140312170536 ACCESSION NUMBER: 0001559700-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140312 DATE AS OF CHANGE: 20140312 EFFECTIVENESS DATE: 20140312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Brokerage Holdings, LLC CENTRAL INDEX KEY: 0001559700 IRS NUMBER: 460676622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-213466 FILM NUMBER: 14688406 BUSINESS ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 1900 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-733-3001 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET, SUITE 1900 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D 1 primary_doc.xml X0707 D LIVE 0001559700 Sage Brokerage Holdings, LLC ONE CALIFORNIA STREET, SUITE 1900 SAN FRANCISCO CA CALIFORNIA 94111 415-733-3001 DELAWARE None None Limited Liability Company true 2012 Doug Engmann One California Street, Suite 1900 San Francisco CA CALIFORNIA 94111 Executive Officer Director C. Mark Bold One California Street, Suite 1900 San Francisco CA CALIFORNIA 94111 Director Patrick Blackburn One California Street, Suite 1900 San Francisco CA CALIFORNIA 94111 Director Mitchell Cone One California Street, Suite 1900 San Francisco CA CALIFORNIA 94111 Director Peter Goddard One California Street, Suite 1900 San Francisco CA CALIFORNIA 94111 Director Neil Stipanich One California Street, Suite 1900 San Francisco CA CALIFORNIA 94111 Director Other Banking and Financial Services Decline to Disclose 06b false 2013-12-31 false true false 0 1999999 1999999 0 false 17 0 0 0 false Sage Brokerage Holdings, LLC Doug Engmann Doug Engmann Chairman of the Board of Managers 2014-03-12