0001558414-16-000001.txt : 20160310 0001558414-16-000001.hdr.sgml : 20160310 20160310085948 ACCESSION NUMBER: 0001558414-16-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 EFFECTIVENESS DATE: 20160310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Earnest Series, a Series of LPE, LLC CENTRAL INDEX KEY: 0001558414 IRS NUMBER: 800793360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-184319 FILM NUMBER: 161496287 BUSINESS ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 BUSINESS PHONE: 561-741-0820 MAIL ADDRESS: STREET 1: 3801 PGA BLVD. STREET 2: SUITE 500 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33410 D/A 1 primary_doc.xml X0707 D/A LIVE 0001558414 Earnest Series, a Series of LPE, LLC 3801 PGA BLVD. SUITE 500 PALM BEACH GARDENS FL FLORIDA 33410 561-741-0820 DELAWARE None None Limited Liability Company true 2011 N/A Lighthouse Investment Partners, LLC 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Manager Sean G. McGould 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the Manager Kelly R. Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer of the Manager Robert P. Swan, III 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer Director of the Manager J. Scott Perkins 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Executive Officer of the Manager N/A Earnest Partners, LLC 1180 Peachtree Street Suite 2300 Atlanta GA GEORGIA 30309 Promoter Manager of certain designated assets James M. Wilson 1180 Peachtree Street Suite 2300 Atlanta GA GEORGIA 30309 Executive Officer CCO of Manager of certain designated assets Paul Ernest Viera 1180 Peachtree Street Suite 2300 Atlanta GA GEORGIA 30309 Executive Officer CEO/Manager of Manager of certain designated assets N/A Lighthouse Palmetto Strategic Partnership, L.P. 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Member N/A HFA Lighthouse Holdings Corp. 3801 PGA Blvd. Suite 500 Palm Beach Gardens FL FLORIDA 33410 Promoter Member N/A GlobeOp Financial Services LLC One South Road Harrison NY NEW YORK 10528 Promoter Administrator pursuant to Services Agreement with the Investment Manager N/A Bank of New York Mellon Corporation One Wall Street New York NY NEW YORK 10286 Promoter Custodian John G. Whitmore 1180 Peachtree Street Suite 2300 Atlanta GA GEORGIA 30309 Executive Officer COO of Manager of certain designated assets N/A HFA Holdings Limited Level 5 151 Macquarie Street Sydney C3 AUSTRALIA NSW 2000 Promoter The manager is an indirect wholly-owned subsidiary of HFA, an Australian stock exchange-listed company Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001540551-15-000002 2012-04-02 true true true false 1000000 Indefinite 387254105 Indefinite false 1 0 true 0 true 0 true Manager of series receives fee up to 0.65% of NAV of fund. The fee is computed & paid quarterly in arrears. false Earnest Series, a Series of LPE, LLC J. Scott Perkins J. Scott Perkins Mng. Ex. Dir., Lighthouse Investment Partners LLC, Manager 2016-03-10