0001557852-19-000001.txt : 20190913 0001557852-19-000001.hdr.sgml : 20190913 20190913123343 ACCESSION NUMBER: 0001557852-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 EFFECTIVENESS DATE: 20190913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLS Macro Rates Fund LP CENTRAL INDEX KEY: 0001557852 IRS NUMBER: 455373964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-185831 FILM NUMBER: 191092053 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-905-0830 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: KLS Rates Fund LP DATE OF NAME CHANGE: 20120910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLS Macro Rates Fund Ltd. CENTRAL INDEX KEY: 0001557895 IRS NUMBER: 981055168 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-185831-01 FILM NUMBER: 191092052 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-905-0830 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 22ND FL CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: KLS Rates Fund Ltd. DATE OF NAME CHANGE: 20120911 D/A 1 primary_doc.xml X0708 D/A LIVE 0001557852 KLS Macro Rates Fund LP 452 FIFTH AVENUE 22ND FLOOR NEW YORK NY NEW YORK 10018 212-905-0830 DELAWARE KLS Rates Fund LP Limited Partnership true 0001557895 KLS Macro Rates Fund Ltd. C/O MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212-905-0830 CAYMAN ISLANDS KLS Rates Fund Ltd. Other EXEMPTED LIMITED COMPANY true JEFFREY KRONTHAL 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director Promoter MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER HARRY LENGSFIELD 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director Promoter MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER JOHN STEINHARDT 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director Promoter MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER GARY LINFORD 802 WEST BAY ROAD, 1ST FLOOR GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1203 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER STEPHEN CASPER 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER DANIEL NAPOLI 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER ROBERT ROSEN 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001557852-18-000001 2012-07-01 true true false 1 MORGAN STANLEY & CO. LLC 8209 None None 1585 BROADWAY NEW YORK NY NEW YORK 10036 All States false STIFEL, NICOLAUS & COMPANY, INCORPORATED 793 None None 501 NORTH BROADWAY ST. LOUIS MO MISSOURI 63102 All States false PULSE CAPITAL PARTNERS MANAGEMENT, LLC 158136 GROTON SECURITIES LLC 126600 551 MADISON AVENUE SUITE 303 NEW YORK NY NEW YORK 10022 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS MD MARYLAND NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TX TEXAS UT UTAH VA VIRGINIA false Indefinite 233761026 Indefinite REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY EACH ISSUER AND THE TOTAL AMOUNT SOLD BY EACH ISSUER.REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY EACH ISSUER AND THE TOTAL AMOUNT SOLD BY EACH ISSUER. false 14 1627500 0 REPRESENTS SALES COMMISSIONS PAID OR PAYABLE BY EACH ISSUER. EATON PARTNERS, LLC (PREVIOUSLY LISTED IN ITEM 12) HAS NOW MERGED WITH STIFEL FINANCIAL CORP. 0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN EACH ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. false KLS Macro Rates Fund LP JOSEPH SCHNEIDER JOSEPH SCHNEIDER AUTHORIZED PERSON 2019-09-13 KLS Macro Rates Fund Ltd. JOSEPH SCHNEIDER JOSEPH SCHNEIDER AUTHORIZED PERSON 2019-09-13