0001557852-16-000002.txt : 20160914 0001557852-16-000002.hdr.sgml : 20160914 20160913192855 ACCESSION NUMBER: 0001557852-16-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160913 EFFECTIVENESS DATE: 20160914 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLS Rates Fund LP CENTRAL INDEX KEY: 0001557852 IRS NUMBER: 455373964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-185831 FILM NUMBER: 161883892 BUSINESS ADDRESS: STREET 1: 140 EAST 45TH ST STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-905-0830 MAIL ADDRESS: STREET 1: 140 EAST 45TH ST STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLS Rates Fund Ltd. CENTRAL INDEX KEY: 0001557895 IRS NUMBER: 981055168 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-185831-01 FILM NUMBER: 161883893 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SERVICES LIMITED STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-905-0830 MAIL ADDRESS: STREET 1: 140 EAST 45TH ST STREET 2: 39TH FL CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0707 D/A LIVE 0001557852 KLS Rates Fund LP 452 FIFTH AVENUE 22ND FLOOR NEW YORK NY NEW YORK 10018 212-905-0830 DELAWARE None None Limited Partnership true 2012 0001557895 KLS Rates Fund Ltd. C/O MAPLES CORPORATE SERVICES LIMITED UGLAND HOUSE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212-905-0830 CAYMAN ISLANDS None None Other EXEMPTED LIMITED COMPANY true 2012 JEFFREY KRONTHAL 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director Promoter MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER HARRY LENGSFIELD 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director Promoter MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER JOHN STEINHARDT 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director Promoter MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER GARY LINFORD 802 WEST BAY ROAD, 1ST FLOOR GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1203 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER STEPHEN CASPER 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER DANIEL NAPOLI 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER ROBERT ROSEN 452 FIFTH AVENUE, 22ND FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Director MANAGER OF ISSUER'S GP AND DIRECTOR OF ISSUER Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001557852-15-000001 2012-07-01 true true false 1 MORGAN STANLEY & CO. LLC 8209 None None 1585 BROADWAY NEW YORK NY NEW YORK 10036 All States false Indefinite 202590000 Indefinite REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY EACH ISSUER AND THE TOTAL AMOUNT SOLD BY EACH ISSUER.REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY EACH ISSUER AND THE TOTAL AMOUNT SOLD BY EACH ISSUER. false 13 1447500 0 REPRESENTS SALES COMMISSIONS PAID OR PAYABLE BY EACH ISSUER. 0 CUSTOMARY MANAGEMENT FEES WILL BE PAID TO KLS DIVERSIFIED ASSET MANAGEMENT LP, AN ENTITY CONTROLLED BY CERTAIN INDIVIDUALS LISTED IN ITEM 3 ABOVE, AS DISCLOSED IN EACH ISSUER'S CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM. false KLS Rates Fund LP MICHAEL ZARRILLI MICHAEL ZARRILLI AUTHORIZED PERSON 2016-09-13 KLS Rates Fund Ltd. MICHAEL ZARRILLI MICHAEL ZARRILLI AUTHORIZED PERSON 2016-09-13