0001557142-14-000003.txt : 20140731 0001557142-14-000003.hdr.sgml : 20140731 20140731151901 ACCESSION NUMBER: 0001557142-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20140731 DATE AS OF CHANGE: 20140731 EFFECTIVENESS DATE: 20140731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, LLC CENTRAL INDEX KEY: 0001557142 IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-222099 FILM NUMBER: 141005989 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 D 1 primary_doc.xml X0707 D LIVE 0001557142 Kadmon Holdings, LLC 450 EAST 29TH STREET NEW YORK NY NEW YORK 10016 212-308-6000 DELAWARE None None Limited Liability Company true 2010 Steven N Gordon 450 East 29th Street New York NY NEW YORK 10016 Executive Officer Samuel D Waksal 450 East 29th Street New York NY NEW YORK 10016 Executive Officer Director Adriann Sax 450 East 29th Street New York NY NEW YORK 10016 Executive Officer Larry Witte 450 East 29th Street New York NY NEW YORK 10016 Executive Officer Zhenping Zhu 450 East 29th Street New York NY NEW YORK 10016 Executive Officer Eugene Bauer 450 East 29th Street New York NY NEW YORK 10016 Director Dixon Boardman 450 East 29th Street New York NY NEW YORK 10016 Director Andrew Cohen 450 East 29th Street New York NY NEW YORK 10016 Director Susan Wiviott 450 East 29th Street New York NY NEW YORK 10016 Director Harlan Waksal 450 East 29th Street New York NY NEW YORK 10016 Director Alexandria Forbes 450 East 29th Street New York NY NEW YORK 10016 Director Thomas Shenk 450 East 29th Street New York NY NEW YORK 10016 Director Louis Shengda Zan 450 East 29th Street New York NY NEW YORK 10016 Director Biotechnology Decline to Disclose 06c false 2014-07-25 false true false 500000 Jefferies LLC 2347 None None 520 Madison Ave New York NY NEW YORK 10022 NJ NEW JERSEY NY NEW YORK false Piper Jaffray & Co 665 None None 800 Nicollet Mall Suite 1000 Minneapolis MN MINNESOTA 55402 NJ NEW JERSEY NY NEW YORK false 50000000 5690000 44310000 false 3 3000000 0 0 true No special payments contemplated. Ordinary course payroll, including to these persons, will be paid. false Kadmon Holdings, LLC /s/ Steven N. Gordon Steven N. Gordon Executive Vice President 2014-07-31