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Form C: Filer Information

Filer CIK:
0001556917 
Filer CCC:
XXXXXXXX 
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Form C: Issuer Information

Issuer Information

Name of Issuer:

Berrett-Koehler Group, Inc. 

Legal Status of Issuer:

Form:

Corporation 

Jurisdiction of Incorporation/Organization:

CALIFORNIA  

Date of Incorporation/Organization:

11-10-1998 

Physical Address of Issuer:

Address 1:

1333 BROADWAY 

Address 2:

SUITE 1000 

City:

OAKLAND 

State/Country:

CALIFORNIA  

Mailing Zip/Postal Code:

94612 

Website of Issuer:

www.bkconnection.com 

Intermediary through which the Offering will be Conducted:

CIK:

0001690300 

Company Name:

MiTec, PBC 

Commission File Number:

007-00133 

CRD Number:

292759 

Form C: Offering Information

Offering Information

Amount of compensation to be paid to the intermediary, whether as a dollar amount or a percentage of the offering amount, or a good faith estimate if the exact amount is not available at the time of the filing, for conducting the offering, including the amount of referral and any other fees associated with the offering:

6% of gross monies raised in this offering plus third-party escrow fees 

Any other financial interest in the issuer held by the intermediary, or any arrangement for the intermediary to acquire such an interest:

None 

Type of Security Offered:

Preferred Stock 

Target Number of Securities to be Offered:

16666 

Price:

12.00000 

Target Offering Amount:

200000.00 

Maximum Offering Amount (if different from Target Offering Amount):

1070000.00 

Oversubscriptions Accepted: Radio button checked Yes Radio button not checked No
If yes, disclose how oversubscriptions will be allocated:

First-come, first-served basis 

Deadline to reach the Target Offering Amount:

04-30-2021 

NOTE: If the sum of the investment commitments does not equal or exceed the target offering amount at the offering deadline, no securities will be sold in the offering, investment commitments will be cancelled and committed funds will be returned.

Form C: Annual Report Disclosure Requirements

Annual Report Disclosure Requirements

Current Number of Employees:

32.00 

Total Assets Most Recent Fiscal Year-end:

6688153.00 

Total Assets Prior Fiscal Year-end:

6575926.00 

Cash and Cash Equivalents Most Recent Fiscal Year-end:

114469.00 

Cash and Cash Equivalents Prior Fiscal Year-end:

147096.00 

Accounts Receivable Most Recent Fiscal Year-end:

1469533.00 

Accounts Receivable Prior Fiscal Year-end:

1920482.00 

Short-term Debt Most Recent Fiscal Year-end:

4403605.00 

Short-term Debt Prior Fiscal Year-end:

3889565.00 

Long-term Debt Most Recent Fiscal Year-end:

505107.00 

Long-term Debt Prior Fiscal Year-end:

449716.00 

Revenue/Sales Most Recent Fiscal Year-end:

10591109.00 

Revenue/Sales Prior Fiscal Year-end:

10764366.00 

Cost of Goods Sold Most Recent Fiscal Year-end:

2025083.00 

Cost of Goods Sold Prior Fiscal Year-end:

1832831.00 

Taxes Paid Most Recent Fiscal Year-end:

-24989.00 

Taxes Paid Prior Fiscal Year-end:

66788.00 

Net Income Most Recent Fiscal Year-end:

-358149.00 

Net Income Prior Fiscal Year-end:

230647.00 

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ALABAMA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ALASKA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ARIZONA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ARKANSAS  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

CALIFORNIA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

COLORADO  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

CONNECTICUT  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

DELAWARE  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

DISTRICT OF COLUMBIA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

FLORIDA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

GEORGIA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

HAWAII  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

IDAHO  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

ILLINOIS  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

INDIANA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

IOWA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

KANSAS  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

KENTUCKY  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

LOUISIANA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MAINE  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MARYLAND  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MASSACHUSETTS  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MICHIGAN  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MINNESOTA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MISSISSIPPI  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MISSOURI  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

MONTANA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NEBRASKA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NEVADA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NEW HAMPSHIRE  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NEW JERSEY  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NEW MEXICO  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NEW YORK  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NORTH CAROLINA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

NORTH DAKOTA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

OHIO  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

OKLAHOMA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

OREGON  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

PENNSYLVANIA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

PUERTO RICO  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

RHODE ISLAND  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

SOUTH CAROLINA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

SOUTH DAKOTA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

TENNESSEE  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

TEXAS  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

UTAH  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

VERMONT  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

VIRGINIA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

WASHINGTON  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

WEST VIRGINIA  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

WISCONSIN  

Using the list below, select the jurisdictions in which the issuer intends to offer the securities:

WYOMING  

Form C: Signature

Signature

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form C and has duly caused this Form to be signed on its behalf by the duly authorized undersigned.

Issuer:

Berrett-Koehler Group, Inc. 

Signature:

David Marshall 

Title:

Chief Executive Officer 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

David Marshall 

Title:

Chief Financial Officer and Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

William L. Upton 

Title:

Board Chair 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Johanna E. Vondeling 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Steven Piersanti 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Katie Sheehan 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Peter Neuwirth 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Jesse Lyn Stoner 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Marilyn McConnell 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Ed Frauenheim 

Title:

Board Member 

Date:

10-08-2020 

Pursuant to the requirements of Sections 4(a)(6) and 4A of the Securities Act of 1933 and Regulation Crowdfunding (§ 227.100-503), this Form C has been signed by the following persons in the capacities and on the dates indicated.

Signature:

Jack W. Perry 

Title:

Board Member 

Date:

10-08-2020