0001556333-17-000001.txt : 20170913 0001556333-17-000001.hdr.sgml : 20170913 20170913145150 ACCESSION NUMBER: 0001556333-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170913 DATE AS OF CHANGE: 20170913 EFFECTIVENESS DATE: 20170913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Asia Investors, LP CENTRAL INDEX KEY: 0001556333 IRS NUMBER: 900873724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-294619 FILM NUMBER: 171082990 BUSINESS ADDRESS: STREET 1: C/O ASIA ALTERNATIVES MANAGEMENT LLC STREET 2: ONE MARITIME PLAZA, SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415.723.8100 MAIL ADDRESS: STREET 1: C/O ASIA ALTERNATIVES MANAGEMENT LLC STREET 2: ONE MARITIME PLAZA, SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D 1 primary_doc.xml X0708 D LIVE 0001556333 Penn Asia Investors, LP C/O ASIA ALTERNATIVES MANAGEMENT LLC ONE MARITIME PLAZA, SUITE 1000 SAN FRANCISCO CA CALIFORNIA 94111 415.723.8100 DELAWARE None None Limited Partnership true 2012 n/a Asia Alternatives Penn Asia GP, LLC 1720 Orchard Lane Walnut Creek CA CALIFORNIA 94595 Promoter Asia Alternatives Penn Asia GP, LLC ("AA Penn Asia GP") is the general partner of the issuer. n/a Asia Alternatives Management LLC One Maritime Plaza, Suite 1000 San Francisco CA CALIFORNIA 94111 Promoter Asia Alternatives Management LLC ("AAM") is the investment manager of the issuer. Melissa Ma One Maritime Plaza, Suite 1000 San Francisco CA CALIFORNIA 94111 Executive Officer Director Ms. Ma is a managing director of AA Penn Asia GP and a manager of AAM. Rebecca Xu Room 2102, 21/F Nexxus Building 41 Connaught Road Central Hong Kong K3 HONG KONG 00000 Executive Officer Director Ms. Xu is a managing director of AA Penn Asia GP and a manager of AAM. William LaFayette One Maritime Plaza, Suite 1000 San Francisco CA CALIFORNIA 94111 Executive Officer Mr. LaFayette is a managing director and CFO of each of AA Penn Asia GP and AAM. Akihiko Yasuda Room 2102, 21/F Nexxus Building 41 Connaught Road Central Hong Kong K3 HONG KONG 00000 Executive Officer Mr. Yasuda is a managing director of each of AA Penn Asia GP and AAM. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2017-09-08 false true true false 0 Indefinite 50000000 Indefinite false 1 0 0 0 false Penn Asia Investors, LP /s/ David E. Lillevand David E. Lillevand Attorney-In-Fact 2017-09-13