0001556333-13-000001.txt : 20131220 0001556333-13-000001.hdr.sgml : 20131220 20131220165216 ACCESSION NUMBER: 0001556333-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 EFFECTIVENESS DATE: 20131220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Penn Asia Investors, LP CENTRAL INDEX KEY: 0001556333 IRS NUMBER: 900873724 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-208509 FILM NUMBER: 131292120 BUSINESS ADDRESS: STREET 1: C/O ASIA ALTERNATIVES MANAGEMENT LLC STREET 2: ONE MARITIME PLAZA, SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415.723.8100 MAIL ADDRESS: STREET 1: C/O ASIA ALTERNATIVES MANAGEMENT LLC STREET 2: ONE MARITIME PLAZA, SUITE 1000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 D 1 primary_doc.xml X0707 D LIVE 0001556333 Penn Asia Investors, LP C/O ASIA ALTERNATIVES MANAGEMENT LLC ONE MARITIME PLAZA, SUITE 1000 SAN FRANCISCO CA CALIFORNIA 94111 415.723.8100 DELAWARE None None Limited Partnership true 2012 n/a Asia Alternatives Penn Asia GP, LLC 1720 Orchard Lane Walnut Creek CA CALIFORNIA 94595 Promoter Asia Alternatives Penn Asia GP, LLC is the general partner of the issuer. n/a Asia Alternatives Management LLC One Maritime Plaza, Suite 1000 San Francisco CA CALIFORNIA 94111 Promoter Asia Alternatives Management LLC is the investment manager of the issuer. Melissa Ma One Maritime Plaza, Suite 1000 San Francisco CA CALIFORNIA 94111 Executive Officer Director Ms. Ma is a manager and a managing director of each of Asia Alternatives Penn Asia GP, LLC and Asia Alternatives Management LLC. Rebecca Xu Room 1001, 10/F Nexxus Building 41 Connaught Road Central Hong Kong K3 HONG KONG 00000 Executive Officer Director Ms. Xu is a manager and a managing director of each of Asia Alternatives Penn Asia GP, LLC and Asia Alternatives Management LLC. William LaFayette One Maritime Plaza, Suite 1000 San Francisco CA CALIFORNIA 94111 Executive Officer Mr. LaFayette is a managing director and CFO of each of Asia Alternatives Penn Asia GP, LLC and Asia Alternatives Management LLC. Akihiko Yasuda Room 1001, 10/F Nexxus Building 41 Connaught Road Central Hong Kong K3 HONG KONG 00000 Executive Officer Mr. Yasuda is a managing director of each of Asia Alternatives Penn Asia GP, LLC and Asia Alternatives Management LLC. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2013-12-13 false true true false 0 Indefinite 50000000 Indefinite false 1 0 0 0 false Penn Asia Investors, LP /s/ Timothy Burns Timothy Burns Attorney-In-Fact 2013-12-20