0000935836-16-000961.txt : 20160610 0000935836-16-000961.hdr.sgml : 20160610 20160610122031 ACCESSION NUMBER: 0000935836-16-000961 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160610 DATE AS OF CHANGE: 20160610 EFFECTIVENESS DATE: 20160610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Universa Black Swan Protection Protocol IX L.P. CENTRAL INDEX KEY: 0001556067 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-182703 FILM NUMBER: 161707978 BUSINESS ADDRESS: STREET 1: 2601 SOUTH BAYSHORE DRIVE, SUITE 2030 CITY: MIAMI STATE: FL ZIP: 33133 BUSINESS PHONE: (786) 483-3140 MAIL ADDRESS: STREET 1: 2601 SOUTH BAYSHORE DRIVE, SUITE 2030 CITY: MIAMI STATE: FL ZIP: 33133 D/A 1 primary_doc.xml X0707 D/A LIVE 0001556067 Universa Black Swan Protection Protocol IX L.P. 2601 SOUTH BAYSHORE DRIVE, SUITE 2030 MIAMI FL FLORIDA 33133 (786) 483-3140 DELAWARE None None Limited Partnership true 2012 N/A Universa Black Swan GP IX LLC 2601 SOUTH BAYSHORE DRIVE, SUITE 2030 MIAMI FL FLORIDA 33133 Executive Officer General Partner Mark W. Spitznagel 2601 SOUTH BAYSHORE DRIVE, SUITE 2030 MIAMI FL FLORIDA 33133 Executive Officer Manager of Universa Black Swan GP IX LLC, General Partner Eric Spencer 2601 SOUTH BAYSHORE DRIVE, SUITE 2030 MIAMI FL FLORIDA 33133 Executive Officer Chief Financial Officer of Universa Black Swan GP IX LLC, General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000935836-15-000322 true true true true Limited Partner Interests false 1000000 Indefinite 0 Indefinite false 0 0 true 0 true 0 true None, although the general partner of the issuer receives investment management fees and a special profit allocation. false Universa Black Swan Protection Protocol IX L.P. Eric Spencer Eric Spencer Chief Financial Officer of Universa Black Swan GP IX LLC, GP 2016-06-09