0001555231-17-000001.txt : 20170814 0001555231-17-000001.hdr.sgml : 20170814 20170814125613 ACCESSION NUMBER: 0001555231-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Candlewood Structured Credit Harvest Fund, LP CENTRAL INDEX KEY: 0001555231 IRS NUMBER: 352448595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-182773 FILM NUMBER: 171028770 BUSINESS ADDRESS: STREET 1: C/O CANDLEWOOD INVESTMENT GROUP, LP STREET 2: 777 3RD AVE., SUITE 19B CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124934495 MAIL ADDRESS: STREET 1: C/O CANDLEWOOD INVESTMENT GROUP, LP STREET 2: 777 3RD AVE., SUITE 19B CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0708 D/A LIVE 0001555231 Candlewood Structured Credit Harvest Fund, LP C/O CANDLEWOOD INVESTMENT GROUP, LP 777 3RD AVE., SUITE 19B NEW YORK NY NEW YORK 10017 (212) 493-4495 DELAWARE None None Limited Partnership true 2012 SAME Candlewood Structured Credit Harvest GP, LLC 777 Third Avenue Suite 19B New York NY NEW YORK 10017 Executive Officer General Partner Gregory Richter c/o Candlewood Investment Group, LP 777 Third Avenue, Suite 19B New York NY NEW YORK 10017 Executive Officer Member of the General Partner of the Issuer Brian Herr c/o Candlewood Investment Group, LP 777 Third Avenue, Suite 19B New York NY NEW YORK 10017 Executive Officer Member of the General Partner of the Issuer Judy Sun c/o Candlewood Investment Group, LP 777 Third Avenue, Suite 19B New York NY NEW YORK 10017 Executive Officer Member of the General Partner of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001555231-16-000002 2012-08-01 true true false 100000 Far Hills Group, LLC 32243 None None 747 3rd Avenue, 30th Floor New York NY NEW YORK 10017 All States false First Liberties Financial 14432 None None 369 Lexington Avenue Suite 311 New York NY NEW YORK 10017 RI RHODE ISLAND NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA MS MISSISSIPPI LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA false Blue Sand Securities LLC 142976 None None 15210 N. Scottsdale Road Suite 305 Scottsdale AZ ARIZONA 85254 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false UBS Financial Services Inc. 8174 None None 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Wells Fargo Clearing Services, LLC 19616 None None One North Jefferson Avenue Mail Code: H0004-050 St. Louis MO MISSOURI 63103 All States false Wells Fargo Advisors Financial Network, LLC 11025 None None One North Jefferson Avenue H0004-05B St. Louis MO MISSOURI 63103 All States false Morgan Stanley 149777 None None 2000 Westchester Avenue, 3rd Floor Purchase NY NEW YORK 10577 All States false KPG Capital Partners, LLC 165392 None None 1790 Bonanza Drive, Suite 102 Park City UT UTAH 84060 VT VERMONT RI RHODE ISLAND NV NEVADA TN TENNESSEE ME MAINE VA VIRGINIA MI MICHIGAN WY WYOMING IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA WV WEST VIRGINIA MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI KS KANSAS MT MONTANA MS MISSISSIPPI LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON AK ALASKA TX TEXAS AL ALABAMA NE NEBRASKA false Indefinite 485591335 Indefinite false 217 0 0 No commission paid by Issuer; however Item 12 entities are paid by General Partner (or its affiliate) commissions or similar sales compensation equal to a percentage of fees paid by Issuer to General Partner (or its affiliate) from assets under management 0 The Investment Manager or an affiliate receives management fees calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits. false Candlewood Structured Credit Harvest Fund, LP /s/ Brian Herr Brian Herr Member of the General Partner of the Issuer 2017-08-14