0001553961-16-000001.txt : 20161107 0001553961-16-000001.hdr.sgml : 20161107 20161107161003 ACCESSION NUMBER: 0001553961-16-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Advisors, L.P. CENTRAL INDEX KEY: 0001553961 IRS NUMBER: 272042331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181057 FILM NUMBER: 161978193 BUSINESS ADDRESS: STREET 1: 501 HUMBOLDT AVENUE, 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 4153313590 MAIL ADDRESS: STREET 1: 501 HUMBOLDT AVENUE, 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 D/A 1 primary_doc.xml X0707 D/A LIVE 0001553961 Prospect Advisors, L.P. 501 HUMBOLDT AVENUE, 2ND FLOOR SAUSALITO CA CALIFORNIA 94965 4153313590 DELAWARE None None Limited Partnership true (General Partner) Prospect Capital Advisors, LLC 501 Humboldt Avenue, 2nd Floor Sausalito CA CALIFORNIA 94965 Director General Partner of the Issuer Daniel Mendoza 501 Humboldt Avenue, 2nd Floor Sausalito CA CALIFORNIA 94965 Executive Officer Managing Member of the General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001553961-14-000001 2010-03-29 true true false 500000 Indefinite 20103167 Indefinite true 3 53 0 0 0 false Prospect Advisors, L.P. Daniel Mendoza Daniel Mendoza Managing Member of the General Partner of the Issuer 2016-11-07