0001553961-14-000001.txt : 20140930 0001553961-14-000001.hdr.sgml : 20140930 20140930123437 ACCESSION NUMBER: 0001553961-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 EFFECTIVENESS DATE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Advisors, L.P. CENTRAL INDEX KEY: 0001553961 IRS NUMBER: 272042331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181057 FILM NUMBER: 141128984 BUSINESS ADDRESS: STREET 1: 501 HUMBOLDT AVENUE, 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 4153313590 MAIL ADDRESS: STREET 1: 501 HUMBOLDT AVENUE, 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 D/A 1 primary_doc.xml X0707 D/A LIVE 0001553961 Prospect Advisors, L.P. 501 HUMBOLDT AVENUE, 2ND FLOOR SAUSALITO CA CALIFORNIA 94965 4153313590 DELAWARE None None Limited Partnership true 2010 (General Partner) Prospect Capital Advisors, LLC 501 Humboldt Avenue, 2nd Floor Sausalito CA CALIFORNIA 94965 Director General Partner of the Issuer Daniel Mendoza 501 Humboldt Avenue, 2nd Floor Sausalito CA CALIFORNIA 94965 Executive Officer Managing Member of the General Partner Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001553959-12-000002 2010-03-29 true true false 500000 Indefinite 13820752 Indefinite true 3 39 0 0 0 false Prospect Advisors, L.P. /s/ Daniel Mendoza Daniel Mendoza Managing Member of the General Partner of the Issuer 2014-09-30