0001553315-13-000001.txt : 20131106 0001553315-13-000001.hdr.sgml : 20131106 20131105181001 ACCESSION NUMBER: 0001553315-13-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131105 EFFECTIVENESS DATE: 20131106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest 4040 Investors, LLC CENTRAL INDEX KEY: 0001553315 IRS NUMBER: 900858336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-205836 FILM NUMBER: 131194055 BUSINESS ADDRESS: STREET 1: 6475 CHRISTIE AVENUE STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-594-2050 MAIL ADDRESS: STREET 1: 6475 CHRISTIE AVENUE STREET 2: SUITE 550 CITY: EMERYVILLE STATE: CA ZIP: 94608 D 1 primary_doc.xml X0707 D LIVE 0001553315 Harvest 4040 Investors, LLC 6425 CHRISTIE AVENUE SUITE 220 EMERYVILLE CA CALIFORNIA 94608 510-594-2050 DELAWARE None None Limited Liability Company true 2012 N/A Harvest 4040 Managers, LLC 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Promoter Managing Member of Issuer N/A Harvest Properties, Inc. 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Promoter John Winther 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Executive Officer Promoter Managing Member of Issuer's Managing Member and Executive Officer of Issuer Thomas Wagner 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Executive Officer Executive Officer of Issuer Joss Hanna 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Executive Officer Executive Officer of Issuer Awais Mughal 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Executive Officer Executive Officer of Issuer Sarah Irving 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Executive Officer Executive Officer of Issuer Griff King 6425 Christie Avenue Suite 220 Emeryville CA CALIFORNIA 94608 Executive Officer Executive Officer of Issuer Commercial $1 - $1,000,000 06b false 2013-10-21 false true false 100000 1600000 1600000 0 Includes capital contribution of the Managing Member false 3 0 0 0 true false Harvest 4040 Investors, LLC Thomas M. Wagner Thomas M. Wagner Vice President 2013-11-05