0001551986-20-000146.txt : 20200515 0001551986-20-000146.hdr.sgml : 20200515 20200515132230 ACCESSION NUMBER: 0001551986-20-000146 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 9 METERS BIOPHARMA, INC. CENTRAL INDEX KEY: 0001551986 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273948465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-367052 FILM NUMBER: 20883273 BUSINESS ADDRESS: STREET 1: 8480 HONEYCUTT ROAD STREET 2: SUITE 120 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: 919-275-1933 MAIL ADDRESS: STREET 1: 8480 HONEYCUTT ROAD STREET 2: SUITE 120 CITY: RALEIGH STATE: NC ZIP: 27615 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATE BIOPHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20180201 FORMER COMPANY: FORMER CONFORMED NAME: Monster Digital, Inc. DATE OF NAME CHANGE: 20150930 FORMER COMPANY: FORMER CONFORMED NAME: Tandon Digital, Inc. DATE OF NAME CHANGE: 20120611 D 1 primary_doc.xml X0708 D LIVE 0001551986 9 METERS BIOPHARMA, INC. 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 919-485-8080 DELAWARE INNOVATE BIOPHARMACEUTICALS, INC. Monster Digital, Inc. Tandon Digital, Inc. Corporation true John Temperato 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Executive Officer Director Edward J. Sitar 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Executive Officer Nissim Darvish 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Director Lorin K. Johnson 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Director Sandeep Laumas 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Director Roy Proujansky 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Director Mark Sirgo 8480 HONEYCUTT ROAD SUITE 120 RALEIGH NC NORTH CAROLINA 27615 Director Pharmaceuticals Decline to Disclose 06b false 2020-05-04 false true true false 0 William Blair & Company, L.L.C. 1252 William Blair & Company, LLC. 1252 150 North Riverside Plaza 35th Floor Chicago IL ILLINOIS 60606 CA CALIFORNIA IL ILLINOIS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA false National Securities Corporation 7569 National Securities Corporation 7569 5000 T-Rex Avenue Suite 300 Boca Raton FL FLORIDA 33431 IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK TX TEXAS WY WYOMING false Westpark Capital, Inc. 39914 Westpark Capital, Inc. 39914 1900 Avenue of the Stars Suite 310 Los Angeles CA CALIFORNIA 90067 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS KS KANSAS MD MARYLAND MN MINNESOTA NY NEW YORK OR OREGON TX TEXAS WI WISCONSIN false Wynston Hill Capital 103811 Wynston Hill Capital 103811 246 Roanoke Road Fletcher NC NORTH CAROLINA 28732 AZ ARIZONA CT CONNECTICUT FL FLORIDA IL ILLINOIS NJ NEW JERSEY NY NEW YORK TX TEXAS false GP Numenkari Inc. 153480 GP Numenkari Inc. 153480 22 Elizabeth Street, Sono Square Suite 1J Norwalk CT CONNECTICUT 06854 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA TX TEXAS WI WISCONSIN false 22565371 22565371 0 true 5 149 2148354 0 0 Other than the payment of salaries and other compensation and benefits and reimbursement of expenses, no officer, director, partner, manager or promoter will receive any payments from the proceeds of this offering. false 9 METERS BIOPHARMA, INC. /s/ Edward J. Sitar Edward J. Sitar Chief Financial Officer 2020-05-15