0000898432-14-001112.txt : 20140917 0000898432-14-001112.hdr.sgml : 20140917 20140917101043 ACCESSION NUMBER: 0000898432-14-001112 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140917 DATE AS OF CHANGE: 20140917 EFFECTIVENESS DATE: 20140917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PanAgora Diversified Arbitrage Fund, LLC CENTRAL INDEX KEY: 0001550540 IRS NUMBER: 454794769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-178654 FILM NUMBER: 141106959 BUSINESS ADDRESS: STREET 1: C/O PANAGORA ASSET MANAGEMENT, INC. STREET 2: 470 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-439-6300 MAIL ADDRESS: STREET 1: C/O PANAGORA ASSET MANAGEMENT, INC. STREET 2: 470 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 D/A 1 primary_doc.xml X0707 D/A LIVE 0001550540 PanAgora Diversified Arbitrage Fund, LLC C/O PANAGORA ASSET MANAGEMENT, INC. 470 ATLANTIC AVENUE BOSTON MA MASSACHUSETTS 02210 617-439-6300 DELAWARE None None Limited Liability Company true 2012 N/A PanAgora Asset Management, Inc. 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Promoter Investment Manager of the Issuer Eric Hevering Sorensen 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer President, CEO and Director of the Investment Manager Paul Sutton 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer CFO and Treasurer of the Investment Manager Louis Xavier Iglesias 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Compliance Officer of the Investment Manager Richard B. Tibbets 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Gregory Dennis Tretiak 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Yutaka Ideguchi 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Keisuke Kawasaki 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager George Deckey Mussalli 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Investment Officer of the Investment Manager Edward Enping Qian 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Investment Officer of the Investment Manager Robert Lloyd Reynolds 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Michael H. Turpin 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Operating Officer and Secretary of the Investment Manager Robert Jeffery Orr 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-12-001477 2012-04-18 true true false 0 Robert Job IV 2427134 Foreside Fund Services, LLC 46106 Three Canal Plaza 3rd Floor Portland ME MAINE 04101 All States false Indefinite 7455000 Indefinite false 12 0 true 0 true 0 true false PanAgora Diversified Arbitrage Fund, LLC /s/ Louis X. Iglesias Louis X. Iglesias Chief Compliance Officer of the Investment Manager 2014-09-15