0001541714-22-000003.txt : 20220808 0001541714-22-000003.hdr.sgml : 20220808 20220808153637 ACCESSION NUMBER: 0001541714-22-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Mortgage Strategies Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001548872 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-177991 FILM NUMBER: 221144120 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: 190 ELGIN AVENUE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: 345-949-0100 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: 190 ELGIN AVENUE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9008 D/A 1 primary_doc.xml X0708 D/A LIVE 0001548872 Galton Mortgage Strategies Offshore Fund, Ltd. C/O WALKERS CORPORATE LIMITED 190 ELGIN AVENUE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9008 345-949-0100 CAYMAN ISLANDS None None Other Cayman Islands exempted company true Phillip Kerr 299 Park Avenue 12th Floor New York NY NEW YORK 10171 Director Charles R. Howe II 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Director Kevin A. Phillip c/o Waystone, Suite 5B 201, 2nd Fl. One Nexus Way, PO Box 2587 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Nicole Ramroop c/o Waystone, Suite 5B 201, 2nd Fl. One Nexus Way, PO Box 2587 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director Don W. Ebanks c/o Waystone, Suite 5B 201, 2nd Fl. One Nexus Way, PO Box 2587 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director N/A Mariner Investment Group, LLC 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 Promoter Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0001732755-21-000002 2012-05-01 true true false 100000 Mariner Group Capital Markets, LLC 25878 None None 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 DE DELAWARE HI HAWAII TX TEXAS MA MASSACHUSETTS MD MARYLAND IA IOWA ME MAINE ID IDAHO MI MICHIGAN UT UTAH MN MINNESOTA IL ILLINOIS IN INDIANA MS MISSISSIPPI MT MONTANA AK ALASKA AL ALABAMA VA VIRGINIA AR ARKANSAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA RI RHODE ISLAND AZ ARIZONA NJ NEW JERSEY VT VERMONT NM NEW MEXICO FL FLORIDA NV NEVADA WA WASHINGTON NY NEW YORK SC SOUTH CAROLINA SD SOUTH DAKOTA WI WISCONSIN OH OHIO GA GEORGIA OK OKLAHOMA CA CALIFORNIA WV WEST VIRGINIA WY WYOMING OR OREGON KS KANSAS CO COLORADO KY KENTUCKY CT CONNECTICUT PA PENNSYLVANIA LA LOUISIANA TN TENNESSEE DC DISTRICT OF COLUMBIA false Indefinite 617575827 Indefinite false 31 6239 true 0 0 false Galton Mortgage Strategies Offshore Fund, Ltd. /s/ Charles R. Howe II Charles R. Howe II Director 2022-08-08