0001548833-14-000001.txt : 20140103 0001548833-14-000001.hdr.sgml : 20140103 20140103144447 ACCESSION NUMBER: 0001548833-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 EFFECTIVENESS DATE: 20140103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Trust Partners IV LP CENTRAL INDEX KEY: 0001548833 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0711 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-177636 FILM NUMBER: 14504976 BUSINESS ADDRESS: STREET 1: ENERGY TRUST CAPITAL IV LLC STREET 2: 5956 SHERRY LANE, SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 214-987-6104 MAIL ADDRESS: STREET 1: ENERGY TRUST CAPITAL IV LLC STREET 2: 5956 SHERRY LANE, SUITE 900 CITY: DALLAS STATE: TX ZIP: 75225 D/A 1 primary_doc.xml X0707 D/A LIVE 0001548833 Energy Trust Partners IV LP 551 Fifth Avenue 37th Floor New York NY NEW YORK 10176 212-557-0868 DELAWARE None None Limited Partnership true 2011 n/a Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Promoter General Partner Alan Hsia Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer Leland B. White Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer Patrick H. Swearingen Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer Damian S. Wells Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer John A. Clark Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer Thomas C. Woolley Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer Christopher W. Sears Energy Trust Capital IV LLC 5956 Sherry Lane, Suite 900 Dallas TX TEXAS 75225 Executive Officer Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06b 3C 3C.7 true 0001548833-13-000002 2012-05-01 true true false 3000000 Eaton Partners, LLC 31170 None None 131 Rowayton Avenue Rowayton CT CONNECTICUT 06853 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 600000000 173750000 426250000 The Issuer is seeking capital commitments from its partners totaling $600 million. The GP may in its discretion accept capital commitments in excess of or lower than this amount. The GP's contribution represents 2% of the total amount sold by the Issuer. false 13 240000 0 In addition to the sales compensation listed above, Eaton Partners, LLC has received a monthly retainer fee of $20,000 since October 2012. 0 false Energy Trust Partners IV LP Alan Hsia Alan Hsia Managing Director of the General Partner 2014-01-03