0001548528-15-000001.txt : 20151016 0001548528-15-000001.hdr.sgml : 20151016 20151016152953 ACCESSION NUMBER: 0001548528-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151016 DATE AS OF CHANGE: 20151016 EFFECTIVENESS DATE: 20151016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COTTONWOOD RESIDENTIAL, INC. CENTRAL INDEX KEY: 0001548528 IRS NUMBER: 271083451 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-226696 FILM NUMBER: 151162016 BUSINESS ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: (801) 278-0700 MAIL ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: Cottonwood Residential, Inc. DATE OF NAME CHANGE: 20120427 D/A 1 primary_doc.xml X0707 D/A LIVE 0001548528 COTTONWOOD RESIDENTIAL, INC. 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 (801) 278-0700 MARYLAND Cottonwood Residential, Inc. Corporation true DANIEL SHAEFFER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director CHIEF EXECUTIVE OFFICER GREGG CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director EXECUTIVE VP AND GENERAL COUNSEL CHAD CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director PRESIDENT AND CHAIRMAN OF THE BOARD ERIC MARLIN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer SENIOR VICE PRESIDENT, MARKETING DEBRA SPOHN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer SENIOR VICE PRESIDENT, HEAD OF OPERATIONS SUSAN HALLENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer CHIEF FINANCIAL OFFICER PAUL FREDENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer VICE PRESIDENT OF ACQUISITIONS DAVID ROBERTSON 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director LANCE GRABER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director Residential Decline to Disclose 06b true 0001548528-14-000004 2015-01-07 true true false 25000 ORCHARD SECURITIES, LLC 133378 None None 11650 S. STATE STREET DRAPER UT UTAH 84020 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false AUSDAL FINANCIAL PARTNERS, INC. 7995 None None 5187 UTICA RIDGE RD. DAVENPORT IA IOWA 52807 CO COLORADO MN MINNESOTA TX TEXAS WA WASHINGTON false BRUCE A. LEFAVI SECURITIES, INC. 10684 None None 2323 FOOTHILL DR., SUITE 100 SALT LAKE CITY UT UTAH 84109 AK ALASKA AZ ARIZONA KY KENTUCKY MO MISSOURI OR OREGON PA PENNSYLVANIA UT UTAH WY WYOMING false CENTAURUS FINANCIAL, IN.C 30833 None None 2300 E. KATELLA AVENUE, SUITE 200 ANAHEIM CA CALIFORNIA 92806 CA CALIFORNIA WA WASHINGTON false CENTER STREET SECURITIES, INC. 26898 None None 2740 OLD ELM HILL PIKE, SUITE 201 NASHVILLE TN TENNESSEE 37214 AZ ARIZONA FL FLORIDA IL ILLINOIS ND NORTH DAKOTA TN TENNESSEE TX TEXAS false INDEPENDENT FINANCIAL GROUP, LLC 7717 None None 12671 HIGH BLUFF DRIVE, SUITE 200 SAN DIEGO CA CALIFORNIA 92130 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS LA LOUISIANA MA MASSACHUSETTS MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH WA WASHINGTON false MADISON AVENUE SECURITIES, LLC 23224 None None 15050 AVENUE OF SCIENCE, SUITE 150 SAN DIEGO CA CALIFORNIA 92128 AZ ARIZONA CA CALIFORNIA IL ILLINOIS KS KANSAS MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS WA WASHINGTON false NEWBRIDGE SECURITIES CORPORATION 104065 None None 5200 TOWN CENTER CIRCLE, TOWER 1 SUITE 306 BOCA RATON FL FLORIDA 33486 AL ALABAMA AZ ARIZONA CA CALIFORNIA FL FLORIDA IN INDIANA MI MICHIGAN MN MINNESOTA MT MONTANA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TX TEXAS VA VIRGINIA WI WISCONSIN false ROWLAND CARMICHAEL ADVISORS INC. 105766 None None 7272 EAST INDIAN SCHOOL ROAD, SUITE 212 SCOTTSDALE AZ ARIZONA 85251 AZ ARIZONA NV NEVADA NM NEW MEXICO false VFG SECURITIES, INC. 15121 None None 100 CORPORATE POINTE, SUITE 382 CULVER CITY CA CALIFORNIA 90230 CA CALIFORNIA KS KANSAS TX TEXAS false VSR FINANCIAL SERVICES, INC. 14503 None None 8620 W. 110TH STREET OVERLAND PARK KS KANSAS 66210 CO COLORADO ME MAINE SC SOUTH CAROLINA TN TENNESSEE TX TEXAS WA WASHINGTON false WHITEHALL-PARKER SECURITIES, INC. 10608 None None 477 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA CALIFORNIA 94133 CA CALIFORNIA false KALOS CAPITAL, INC. 44337 None None 11525 PARK WOODS CIRCLE, SUITE 280 ALPHARETTA GA GEORGIA 30005 AL ALABAMA AZ ARIZONA FL FLORIDA GA GEORGIA IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false GENEOS WEALTH MANAGEMENT, INC. 120894 None None 9055 E. MINERAL CIRCLE, SUITE 200 CENTENNIAL CO COLORADO 80112 AK ALASKA AZ ARIZONA CO COLORADO FL FLORIDA HI HAWAII IN INDIANA KS KANSAS MO MISSOURI NY NEW YORK OR OREGON PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false 250000000 45897548 204102452 false 767 4224183 0 2500000 true The Managing Broker Dealer may receive a fee equal to 1% of total sales, which it will re-allow, in whole or in part to certain wholesalers, some of which are internal to the Issuer. false COTTONWOOD RESIDENTIAL, INC. /s/ Gregg Christensen Gregg Christensen Executive Vice President and General Counsel 2015-10-16