0001548357-19-000002.txt : 20191004 0001548357-19-000002.hdr.sgml : 20191004 20191004113213 ACCESSION NUMBER: 0001548357-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20191004 DATE AS OF CHANGE: 20191004 EFFECTIVENESS DATE: 20191004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Principles Structured Income Fund, LLC CENTRAL INDEX KEY: 0001548357 IRS NUMBER: 900780359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-177786 FILM NUMBER: 191137915 BUSINESS ADDRESS: STREET 1: C/O FPCM SECURITIES, LLC STREET 2: 140 BROADWAY, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-380-2280 MAIL ADDRESS: STREET 1: C/O FPCM SECURITIES, LLC STREET 2: 140 BROADWAY, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 D/A 1 primary_doc.xml X0708 D/A LIVE 0001548357 First Principles Structured Income Fund, LLC c/o First Principles Capital Management 140 BROADWAY, 21st FLOOR NEW YORK NY NEW YORK 10005 212-380-2280 DELAWARE None None Limited Liability Company true Michael Baek First Principles Capital Mangement LLC 140 Broadway, 21st floor New York NY NEW YORK 10005 Executive Officer Prasad Kadiyala First Principles Capital Management LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Managing Director of Manager Robert R Lewis First Principles Capital Management, LLC 140 Broadway, 21st floor New York NY NEW YORK 10005 Executive Officer Mark G Alexandridis First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Mark F Lieberman First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Stephen R Miller First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Jeanine F Stampfl First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001548357-19-000001 2012-02-03 true true false 500000 Indefinite 47720035 Indefinite Previous filings included all callable capital, current filing only includes capital called false 27 0 0 0 false First Principles Structured Income Fund, LLC Michael Baek Michael Baek Managing Director of Manager 2019-10-04