0001548357-15-000001.txt : 20150203 0001548357-15-000001.hdr.sgml : 20150203 20150203094441 ACCESSION NUMBER: 0001548357-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150203 EFFECTIVENESS DATE: 20150203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Principles Structured Income Fund, LLC CENTRAL INDEX KEY: 0001548357 IRS NUMBER: 900780359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-177786 FILM NUMBER: 15569271 BUSINESS ADDRESS: STREET 1: C/O FPCM SECURITIES, LLC STREET 2: 140 BROADWAY, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-380-2280 MAIL ADDRESS: STREET 1: C/O FPCM SECURITIES, LLC STREET 2: 140 BROADWAY, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 D/A 1 primary_doc.xml X0707 D/A LIVE 0001548357 First Principles Structured Income Fund, LLC C/O First Principles Partners, LLC 140 BROADWAY, 21st FLOOR NEW YORK NY NEW YORK 10005 212-380-2280 DELAWARE None None Limited Liability Company true 2011 N/A First Principles Partners, LLC 140 Broadway 21st floor New York NY NEW YORK 10005 Promoter Manager Michael Baek c/o First Principles Partners, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Managing Director of Manager N/A First Principles Capital Management LLC 140 Broadway 21st Floor New York NY NEW YORK 10005 Promoter Investment Manager Douglas A Dachille First Principles Capital Management, LLC 140 Broadway, 21st floor New York NY NEW YORK 10005 Executive Officer Richard F Dolan First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer James H Van Epps First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Mark G Alexandridis First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Hong Chen First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Robert R Lewis First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Mark F Lieberman First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Stephen R Miller First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer David Ho First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Prasad Kadiyala First Principles Capital Management, LLC 140 Broadway, 21st Floor New York NY NEW YORK 10005 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0001548357-14-000001 2012-02-03 true true false 500000 N/A None None None N/A N/A XX Unknown 00000 All States false Indefinite 46350000 Indefinite false 15 0 0 N/A 0 false First Principles Structured Income Fund, LLC Michael Baek Michael Baek Managing Director of Manager 2015-02-03