0001548187-19-000001.txt : 20190617 0001548187-19-000001.hdr.sgml : 20190617 20190617132028 ACCESSION NUMBER: 0001548187-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 EFFECTIVENESS DATE: 20190617 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Soliton, Inc. CENTRAL INDEX KEY: 0001548187 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 364729076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-342095 FILM NUMBER: 19901008 BUSINESS ADDRESS: STREET 1: 1225 NORTH LOOP WEST, STE. 725 CITY: HOUSTON STATE: TX ZIP: 77008 BUSINESS PHONE: 713-305-5041 MAIL ADDRESS: STREET 1: 1225 NORTH LOOP WEST, STE. 725 CITY: HOUSTON STATE: TX ZIP: 77008 D 1 primary_doc.xml X0708 D LIVE 0001548187 Soliton, Inc. 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 8447054866 DELAWARE None None Corporation true Christopher Capelli 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 Executive Officer Director Lori Bisson 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 Executive Officer Walter Klemp 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 Executive Officer Director Jonathan Foster 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 Director Bradley Hauser 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 Director Danika harrison 5304 Ashbrook Drive HOUSTON TX TEXAS 77081 Director Other Health Care Decline to Disclose 06b false 2019-06-17 false true true false 300000 ROTH Capital Partners 15407 None None 18th FLoor New York NY NEW YORK 10019 CA CALIFORNIA NY NEW YORK TX TEXAS false Boustead Securities, LLC 141391 None None 6 Venture Suite 265 Irvine CA CALIFORNIA 92618 CA CALIFORNIA NY NEW YORK TX TEXAS false Maxim Group, LLC 120708 None None 405 Lexington Avenue New York NY NEW YORK 10174 CA CALIFORNIA NY NEW YORK TX TEXAS false 9450000 9450000 0 false 4 661500 0 0 Nothing to be paid outside standard compensation. false Soliton, Inc. Lori BIsson Lori Bisson CFO 2019-06-17