0001547953-14-000002.txt : 20140424 0001547953-14-000002.hdr.sgml : 20140424 20140424154957 ACCESSION NUMBER: 0001547953-14-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legion Strategies, Ltd. CENTRAL INDEX KEY: 0001547953 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-177339 FILM NUMBER: 14781676 BUSINESS ADDRESS: STREET 1: C/O SKYBRIDGE CAPITAL II, LLC STREET 2: 527 MADISON AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-485-3100 MAIL ADDRESS: STREET 1: C/O SKYBRIDGE CAPITAL II, LLC STREET 2: 527 MADISON AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001547953 Legion Strategies, Ltd. C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NEW YORK NY NEW YORK 10022 212-485-3100 CAYMAN ISLANDS None None Other A Cayman Islands Exempted Company with Limited Liability. true Jennifer Fischetti CIBC Financial Centre, 11 Roy's Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Jennifer Fischetti is a director of Commerce Corporate Services Limited, a director of the Issuer. Michael F.B. Gillooly CIBC Financial Centre, 11 Roy's Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Michael F.B. Gillooly is a director of Commerce Corporate Services Limited, a director of the Issuer. Michael Halsey CIBC Financial Centre, 11 Roy's Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Michael Halsey is a director of Commerce Corporate Services Limited, a director of the Issuer. Bruno A. Roberts C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NEW YORK NY NEW YORK 10022 Director Peter Burnett Evans C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NEW YORK NY NEW YORK 10022 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001547953-13-000004 2011-10-01 true true true false 50000 MORGAN STANLEY SMITH BARNEY 149777 MORGAN STANLEY SMITH BARNEY 149777 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false CITIGROUP GLOBAL MARKETS INC. 7059 CITIGROUP GLOBAL MARKETS INC. 7059 390 - 388 GREENWICH STREET NEW YORK NY NEW YORK 10013-2396 All States false Stuart Portfolio Consultants , LP 44487 Stuart Portfolio Consultants , LP 44487 223 East 83 Street, Suite 2 New York NY NEW YORK 10028 NY NEW YORK OH OHIO false Hastings Capital Group LLC 142998 Hastings Capital Group LLC 142998 527 Madison Avenue-16th Floor New York NY NEW YORK 10022 All States false Indefinite 55949322 Indefinite Responses provided in Item #13 is an estimate. false 5 740997 true 0 Estimate includes fees that may be paid over the next 12 months. 0 false Legion Strategies, Ltd. Christopher Hutt Christopher Hutt Authorized Signatory 2014-04-24