0000899140-24-000468.txt : 20240409 0000899140-24-000468.hdr.sgml : 20240409 20240408181351 ACCESSION NUMBER: 0000899140-24-000468 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240409 DATE AS OF CHANGE: 20240408 EFFECTIVENESS DATE: 20240409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legion Strategies, Ltd. CENTRAL INDEX KEY: 0001547953 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-177339 FILM NUMBER: 24830687 BUSINESS ADDRESS: STREET 1: C/O SKYBRIDGE CAPITAL II, LLC STREET 2: 527 MADISON AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-485-3100 MAIL ADDRESS: STREET 1: C/O SKYBRIDGE CAPITAL II, LLC STREET 2: 527 MADISON AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001547953 Legion Strategies, Ltd. C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NEW YORK NY NEW YORK 10022 212-485-3100 CAYMAN ISLANDS None None Other A Cayman Islands Exempted Company with Limited Liability. true Jennifer Fischetti CIBC Financial Centre, 11 Roy's Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Jennifer Fischetti is a director of Commerce Corporate Services Limited, a director of the Issuer. Michael F.B. Gillooly CIBC Financial Centre, 11 Roy's Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Michael F.B. Gillooly is a director of Commerce Corporate Services Limited, a director of the Issuer. Michael Halsey CIBC Financial Centre, 11 Roy's Drive Grand Cayman E9 CAYMAN ISLANDS KY1-1107 Director Michael Halsey is a director of Commerce Corporate Services Limited, a director of the Issuer. Bruno A. Roberts C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NEW YORK NY NEW YORK 10022 Director Garth Ebanks C/O SKYBRIDGE CAPITAL II, LLC 527 MADISON AVENUE, 16TH FLOOR NEW YORK NY NEW YORK 10022 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-23-000522 2011-10-01 true true true false 50000 MORGAN STANLEY SMITH BARNEY 149777 MORGAN STANLEY SMITH BARNEY 149777 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false CITIGROUP GLOBAL MARKETS INC. 7059 CITIGROUP GLOBAL MARKETS INC. 7059 390 - 388 GREENWICH STREET NEW YORK NY NEW YORK 10013-2396 All States false Stuart Portfolio Consultants , LP 44487 Stuart Portfolio Consultants , LP 44487 223 East 83 Street, Suite 2 New York NY NEW YORK 10028 OH OHIO NY NEW YORK false Hastings Capital Group LLC 142998 Hastings Capital Group LLC 142998 527 Madison Avenue-16th Floor New York NY NEW YORK 10022 All States false UBS Financial Services, Inc. 8174 UBS Financial Services, Inc. 8174 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false Wells Fargo Advisors, LLC 19616 Wells Fargo Advisors, LLC 19616 ONE NORTH JEFFERSON AVENUE ST. LOUIS MO MISSOURI 63103 All States false Indefinite 228177207 Indefinite Responses provided in Item #13 is an estimate. false 22 972306 true 0 Estimate includes fees that may be paid over the next 12 months. 0 false Legion Strategies, Ltd. Christopher Hutt Christopher Hutt Authorized Signatory 2024-04-08