0001547432-14-000001.txt : 20140415 0001547432-14-000001.hdr.sgml : 20140415 20140415104557 ACCESSION NUMBER: 0001547432-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140415 DATE AS OF CHANGE: 20140415 EFFECTIVENESS DATE: 20140415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Emerging Markets Small Cap Fund CENTRAL INDEX KEY: 0001547432 IRS NUMBER: 270417490 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-176778 FILM NUMBER: 14764024 BUSINESS ADDRESS: STREET 1: 4005 KENNETT PIKE, SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 BUSINESS PHONE: 610-380-2110 MAIL ADDRESS: STREET 1: 4005 KENNETT PIKE, SUITE 250 CITY: GREENVILLE STATE: DE ZIP: 19807 FORMER COMPANY: FORMER CONFORMED NAME: Emerging Markets Value & Growth Fund DATE OF NAME CHANGE: 20120416 D/A 1 primary_doc.xml X0707 D/A LIVE 0001547432 Emerging Markets Small Cap Fund 4005 KENNETT PIKE, SUITE 250 GREENVILLE DE DELAWARE 19807 610-380-2110 DELAWARE Emerging Markets Value & Growth Fund Business Trust true 2009 Investment Manager City of London Investment Management Company Limited 77 Gracechurch Street London X0 UNITED KINGDOM EC3V 0AS Promoter Investment Manager of the Issuer Delaware Trustee BNY Mellon Trust of Delaware 4005 Kennett Pike, Suite 250 Greenville DE DELAWARE 19807 Director Delaware Trustee of a Delaware Statutory Trust Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001547435-13-000002 2012-03-30 true true false 0 Indefinite 3312983 Indefinite The offering is an ongoing offering, without a cap, and is therefore of an indefinite amount. false 5 0 0 0 true The Investment Manager is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuer. false Emerging Markets Small Cap Fund /s/ Carlos Yuste Carlos Yuste Director of the Investment Manager of the Issuer 2014-04-08