0001566114-14-000059.txt : 20141002 0001566114-14-000059.hdr.sgml : 20141002 20141001214218 ACCESSION NUMBER: 0001566114-14-000059 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141001 EFFECTIVENESS DATE: 20141002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS ESG CROSS BORDER EQUITY FUND LLC CENTRAL INDEX KEY: 0001546544 IRS NUMBER: 454745678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-176540 FILM NUMBER: 141134551 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-300-9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAIS ESG CROSS BOARDER EQUITY FUND LLC DATE OF NAME CHANGE: 20120404 D/A 1 primary_doc.xml X0707 D/A LIVE 0001546544 CAIS ESG CROSS BORDER EQUITY FUND LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212-300-9350 DELAWARE CAIS ESG CROSS BOARDER EQUITY FUND LLC Limited Liability Company true 2012 n/a CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE 11TH FLOOR NEW YORK NY NEW YORK 10022 Promoter Managing Member MATTHEW C. BROWN CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member RAFAY H. FAROOQUI CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001566114-14-000043 2012-04-01 true true false 100000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false US Capital Advisors, LLC 103789 None None 1330 Post Oak Blvd. Suite 900 Houston TX TEXAS 77056 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Lara May & Associates, LLC 145589 None None 7600 Leesburg Pike Suite 120 East Falls Church VA VIRGINIA 22043 All States false Indefinite 23698018 Indefinite false 77 142892 0 0 false CAIS ESG CROSS BORDER EQUITY FUND LLC /s/ Timothy B. Shannon Timothy B. Shannon Chief Operations Officer, Capital Integration Systems LLC 2014-10-01