0001546544-18-000001.txt : 20180612 0001546544-18-000001.hdr.sgml : 20180612 20180612113837 ACCESSION NUMBER: 0001546544-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 EFFECTIVENESS DATE: 20180612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS ESG CROSS BORDER EQUITY FUND LLC CENTRAL INDEX KEY: 0001546544 IRS NUMBER: 454745678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-176540 FILM NUMBER: 18893914 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-300-9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAIS ESG CROSS BOARDER EQUITY FUND LLC DATE OF NAME CHANGE: 20120404 D/A 1 primary_doc.xml X0708 D/A LIVE 0001546544 CAIS ESG CROSS BORDER EQUITY FUND LLC CAPITAL INTEGRATION SYSTEMS LLC 527 MADISON AVENUE, 2ND FLOOR NEW YORK NY NEW YORK 10022 212-300-9350 DELAWARE CAIS ESG CROSS BOARDER EQUITY FUND LLC Limited Liability Company true n/a CAPITAL INTEGRATION SYSTEMS LLC 527 MADISON AVENUE 2ND FLOOR NEW YORK NY NEW YORK 10022 Promoter Managing Member MATTHEW C. BROWN CAPITAL INTEGRATION SYSTEMS LLC 527 MADISON AVENUE, 2ND FLOOR NEW YORK NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001546544-17-000001 2012-04-01 true true false 100000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Blvd. Suite 900 Houston TX TEXAS 77056 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Spire Securities LLC 144131 None None 1840 Michael Faraday Dr. #105 Reston VA VIRGINIA 20190 All States false Summit Equities Inc. 11039 None None 4 Campus Dr. Parsippany NJ NEW JERSEY 07054 VT VERMONT RI RHODE ISLAND HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO DE DELAWARE WY WYOMING FL FLORIDA IA IOWA MD MARYLAND MA MASSACHUSETTS SD SOUTH DAKOTA SC SOUTH CAROLINA AR ARKANSAS UT UTAH IL ILLINOIS IN INDIANA CT CONNECTICUT DC DISTRICT OF COLUMBIA MN MINNESOTA WI WISCONSIN AZ ARIZONA KY KENTUCKY MO MISSOURI KS KANSAS OR OREGON MT MONTANA LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY PR PUERTO RICO NM NEW MEXICO AK ALASKA TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA NE NEBRASKA false Indefinite 24683019 Indefinite false 81 231630 true 0 0 false CAIS ESG CROSS BORDER EQUITY FUND LLC Timothy Shannon Timothy Shannon President 2018-06-12