0001546544-15-000001.txt : 20150930 0001546544-15-000001.hdr.sgml : 20150930 20150930112942 ACCESSION NUMBER: 0001546544-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150930 DATE AS OF CHANGE: 20150930 EFFECTIVENESS DATE: 20150930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS ESG CROSS BORDER EQUITY FUND LLC CENTRAL INDEX KEY: 0001546544 IRS NUMBER: 454745678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-176540 FILM NUMBER: 151133061 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-300-9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAIS ESG CROSS BOARDER EQUITY FUND LLC DATE OF NAME CHANGE: 20120404 D/A 1 primary_doc.xml X0707 D/A LIVE 0001546544 CAIS ESG CROSS BORDER EQUITY FUND LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212-300-9350 DELAWARE CAIS ESG CROSS BOARDER EQUITY FUND LLC Limited Liability Company true 2012 n/a CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE 11TH FLOOR NEW YORK NY NEW YORK 10022 Promoter Managing Member MATTHEW C. BROWN CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer Managing Principal of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001566114-14-000059 2012-04-01 true true false 100000 Jefferies LLC 2347 None None 520 Madison Avenue New York NY NEW YORK 10022 All States false USCA Securities LLC 103789 None None 1330 Post Oak Blvd. Suite 900 Houston TX TEXAS 77056 All States false HighTower Securities, LLC 116681 None None 200 West Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Spire Securities LLC 144131 None None 1840 Michael Faraday Dr. #105 Reston VA VIRGINIA 20190 All States false Summit Equities Inc. 11039 None None 4 Campus Dr. Parsippany NJ NEW JERSEY 07054 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Indefinite 25035000 Indefinite false 83 208000 true 0 0 false CAIS ESG CROSS BORDER EQUITY FUND LLC Leonardo Caruso Leonardo Caruso Chief Operations Officer, Capital Integration Systems LLC 2015-09-30