0001546162-20-000003.txt : 20200922 0001546162-20-000003.hdr.sgml : 20200922 20200922151131 ACCESSION NUMBER: 0001546162-20-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 EFFECTIVENESS DATE: 20200922 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUMULO, INC. CENTRAL INDEX KEY: 0001546162 IRS NUMBER: 454622538 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-376034 FILM NUMBER: 201189473 BUSINESS ADDRESS: STREET 1: 1501 FOURTH AVENUE STREET 2: SUITE 1600 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-260-3588 MAIL ADDRESS: STREET 1: 1501 FOURTH AVENUE STREET 2: SUITE 1600 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: qumulo, Inc. DATE OF NAME CHANGE: 20120330 D 1 primary_doc.xml X0708 D LIVE 0001546162 QUMULO, INC. 1501 FOURTH AVENUE SUITE 1600 SEATTLE WA WASHINGTON 98101 206-260-3588 DELAWARE qumulo, Inc. Corporation true Neal Fachan c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Executive Officer Director Matthew B. Frey c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Executive Officer William Richter c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Executive Officer Director Dan Miller c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Corey Mulloy c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Wen Hsieh c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Matt McIlwain c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Sujal Patel c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Samir Menon c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Elissa Fink c/o Qumulo, Inc. 1501 Fourth Ave., Ste. 1600 Seattle WA WASHINGTON 98101 Director Other Technology Decline to Disclose 06b false 2020-09-17 false true true false 0 2400000 0 2400000 Represents securities offered under an employee equity incentive plan, which securities may not be purchased. false 4 0 0 0 false QUMULO, INC. /s/ MATTHEW B. FREY Matthew B. Frey Chief Financial Officer 2020-09-22