0000919574-15-002464.txt : 20150227 0000919574-15-002464.hdr.sgml : 20150227 20150227144217 ACCESSION NUMBER: 0000919574-15-002464 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150227 DATE AS OF CHANGE: 20150227 EFFECTIVENESS DATE: 20150227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: A.W. JONES FUND, LTD. CENTRAL INDEX KEY: 0001543952 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-174428 FILM NUMBER: 15657438 BUSINESS ADDRESS: STREET 1: C/O A.W. JONES ADVISORS LLC STREET 2: ONE ROCKEFELLER PLAZA, SUITE 302 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-956-0800 MAIL ADDRESS: STREET 1: C/O A.W. JONES ADVISORS LLC STREET 2: ONE ROCKEFELLER PLAZA, SUITE 302 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: A. W. JONES FUND, LTD. DATE OF NAME CHANGE: 20120306 D/A 1 primary_doc.xml X0707 D/A LIVE 0001543952 A.W. JONES FUND, LTD. C/O A.W. JONES ADVISORS LLC ONE ROCKEFELLER PLAZA, SUITE 302 NEW YORK NY NEW YORK 10020 212-956-0800 CAYMAN ISLANDS None A. W. JONES FUND, LTD. Other Cayman Islands Exempted Company true 2011 -- -- A.W. Jones Advisors LLC One Rockefeller Plaza Suite 302 New York NY NEW YORK 10020 Executive Officer Promoter Investment Manager Robert L. Burch, IV c/o A.W. Jones Advisors LLC City State New York NY NEW YORK 10020 Executive Officer Director Manging Member of the Investment Manager William Shaw c/o Maples Fiduciary Services Cayman Ltd Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Charles Thomas c/o Maples Fiduciary Services Cayman Ltd Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-14-001984 2012-02-01 true true false 100000 Watts Capital, LLC 150704 Thomas W. Watts 2598112 180 RIVERSIDE DRIVE PH 2E NEW YORK NY NEW YORK 10069 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA NJ NEW JERSEY NY NEW YORK false Bhargava Wealth Management, LLC 131817 None None O609 WHITE PINE ROAD FRANKLIN LAKES NJ NEW JERSEY 07417 CA CALIFORNIA CT CONNECTICUT FL FLORIDA MI MICHIGAN NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA VA VIRGINIA false Medalist Securities Inc. 136356 None None 11 S. 12TH STREET SUITE 401 RICHMOND VA VIRGINIA 23219 NY NEW YORK VA VIRGINIA false Alpha Strategies Investment Consulting Inc. 151782 None None 17310 RED HILL AVENUE SUITE 135 IRVINE CA CALIFORNIA 92614 CA CALIFORNIA false Indefinite 4265316 Indefinite false 3 0 true 0 true The entities listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the IM (or its affiliates) from the assets under management and/or the incentive allocation. 0 true false A.W. JONES FUND, LTD. /s/ Robert L. Burch, IV Robert L. Burch, IV Director 2015-02-27