0001543398-13-000004.txt : 20131203 0001543398-13-000004.hdr.sgml : 20131203 20131203124100 ACCESSION NUMBER: 0001543398-13-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 EFFECTIVENESS DATE: 20131203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Javelin Capital Markets, LLC CENTRAL INDEX KEY: 0001543398 IRS NUMBER: 010940206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-175200 FILM NUMBER: 131253799 BUSINESS ADDRESS: STREET 1: 443 PARK AVENUE SOUTH, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 779-2300 MAIL ADDRESS: STREET 1: 443 PARK AVENUE SOUTH, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 D/A 1 primary_doc.xml X0707 D/A LIVE 0001543398 Javelin Capital Markets, LLC 443 PARK AVENUE SOUTH, 10TH FLOOR NEW YORK NY NEW YORK 10016 (212) 779-2300 DELAWARE None None Limited Liability Company true 2009 James Cawley 443 Park Avenue South 10th Floor New York NY NEW YORK 10016 Executive Officer Suellen Galish 443 Park Avenue South 10th Floor New York NY NEW YORK 10016 Executive Officer Other Banking and Financial Services Decline to Disclose 06c true 0001543398-13-000002 2011-07-22 true true false 0 Edward McElwreath 1111324 Arbor Research & Trading, LLC 21313 405 Lexington Avenue, 53rd Floor New York NY NEW YORK 10174 MA MASSACHUSETTS NY NEW YORK false Indefinite 18222775 Indefinite false 5 0 500000 0 false Javelin Capital Markets, LLC /s/ James Cawley James Cawley Chief Executive Officer 2013-12-03