0001012975-17-000890.txt : 20171201 0001012975-17-000890.hdr.sgml : 20171201 20171201150915 ACCESSION NUMBER: 0001012975-17-000890 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 EFFECTIVENESS DATE: 20171201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD SMALL-CAP TRUST CENTRAL INDEX KEY: 0001542686 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-173682 FILM NUMBER: 171234002 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3500 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0708 D/A LIVE 0001542686 ROTHSCHILD SMALL-CAP TRUST 1251 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10020 212-403-3500 DELAWARE None None Business Trust true N/A Rothschild Asset Management Inc. 1251 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10020 Executive Officer The Investment Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 3C 3C.1 true 0000919574-12-001778 1997-06-01 true true false 1000000 Indefinite 73231065 Indefinite false 42 0 0 0 true The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false ROTHSCHILD SMALL-CAP TRUST /s/ Dina Clements Dina Clements CCO of the Investment Manager of the Issuer 2017-12-01