0000945621-19-000225.txt : 20190621 0000945621-19-000225.hdr.sgml : 20190621 20190621094729 ACCESSION NUMBER: 0000945621-19-000225 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190621 DATE AS OF CHANGE: 20190621 EFFECTIVENESS DATE: 20190621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller U.S. Small Capitalization Fund QP, L.P. CENTRAL INDEX KEY: 0001542575 IRS NUMBER: 352434741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-173674 FILM NUMBER: 19910114 BUSINESS ADDRESS: STREET 1: C/O ROCKEFELLER & CO. LLC STREET 2: 45 ROCKEFELLER PLAZA, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 728-7107 MAIL ADDRESS: STREET 1: C/O ROCKEFELLER & CO. LLC STREET 2: 45 ROCKEFELLER PLAZA, FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10111 D/A 1 primary_doc.xml X0708 D/A LIVE 0001542575 Rockefeller U.S. Small Capitalization Fund QP, L.P. C/O ROCKEFELLER & CO. LLC 45 ROCKEFELLER PLAZA, FIFTH FLOOR NEW YORK NY NEW YORK 10111 (212) 728-7107 DELAWARE None None Limited Partnership true N/A Rockefeller & Co. LLC 45 Rockefeller Plaza, Fifth Floor New York NY NEW YORK 10111 Executive Officer Promoter General Partner and Investment Adviser of the Issuer Timothy J. McCarthy 45 Rockefeller Plaza, Fifth Floor New York NY NEW YORK 10111 Executive Officer Managing Director of the General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000945621-18-000230 2012-02-01 true true true false 100000 Indefinite 234887806 Indefinite true 20 162 0 0 0 The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets. false Rockefeller U.S. Small Capitalization Fund QP, L.P. /s/ Timothy J. McCarthy Timothy J. McCarthy Managing Director of the General Partner of the Issuer 2019-06-19