0000945621-15-000208.txt : 20150623 0000945621-15-000208.hdr.sgml : 20150623 20150623124815 ACCESSION NUMBER: 0000945621-15-000208 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150623 DATE AS OF CHANGE: 20150623 EFFECTIVENESS DATE: 20150623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockefeller U.S. Small Capitalization Fund QP, L.P. CENTRAL INDEX KEY: 0001542575 IRS NUMBER: 352434741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-173674 FILM NUMBER: 15946617 BUSINESS ADDRESS: STREET 1: C/O ROCKEFELLER & CO., INC. STREET 2: 10 ROCKEFELLER PLAZA, THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (212) 728-7107 MAIL ADDRESS: STREET 1: C/O ROCKEFELLER & CO., INC. STREET 2: 10 ROCKEFELLER PLAZA, THIRD FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0707 D/A LIVE 0001542575 Rockefeller U.S. Small Capitalization Fund QP, L.P. C/O ROCKEFELLER & CO., INC. 10 ROCKEFELLER PLAZA, THIRD FLOOR NEW YORK NY NEW YORK 10020 (212) 728-7107 DELAWARE None None Limited Partnership true 2012 N/A Rockefeller & Co, Inc. 10 Rockefeller Plaza, Third Floor New York NY NEW YORK 10020 Executive Officer Promoter General Partner and Investment Adviser of the Issuer Timothy J. McCarthy 10 Rockefeller Plaza, Third Floor New York NY NEW YORK 10020 Executive Officer Managing Director of the General Partner Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000945621-14-000171 2012-02-01 true true true false 100000 Indefinite 106362778 Indefinite true 19 113 0 0 0 The General Partner will receive a monthly management and administrative fee at an annual percentage rate based on the value of the Issuer's assets. false Rockefeller U.S. Small Capitalization Fund QP, L.P. /s/ Timothy J. McCarthy Timothy J. McCarthy Managing Director of the General Partner of the Issuer 2015-06-23